DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Scott Deneen
Feed of 09/14/2026
Also filed as Scott Deneen
At current firm
12 y
since Nov 21, 2013
In the industry
26 y
since May 24, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bok Financial Advisors BD affiliated currentsince Nov 21, 2013 · Tulsa, Ok
- J.P. Morgan Securities LLC wirehouseJan 24, 2013 to Sep 3, 2013 · Tulsa, Ok
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 14, 2007 to Jan 9, 2009 · Springfield, Mo
- Banc Of America Investment Services, Inc. unclassifiedJan 3, 2003 to Dec 7, 2006 · Springfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Bok Financial Advisorsleft Sep 3, 2013, registered Nov 21, 2013 (79 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLCleft Jan 9, 2009, registered Jan 24, 2013 (1476 days) · Wirehouse to wirehouse
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 7, 2006, registered Feb 14, 2007 (69 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address