DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aspire Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Jan 24, 2013 · 18 filings
SEC status approved since Feb 1, 2013
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$100M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$15.6M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$109M as of Mar 27, 2026
Mar 24, 2014$28.9M then
HNW client RAUM$77.3M as of Mar 27, 2026
Mar 23, 2018$44.0M then
State-registered IARs (5.B.3)7 as of Mar 27, 2026
Mar 24, 20140 then
Employees (5.A)8 as of Mar 27, 2026
Mar 24, 20148 then
Private funds: no history
RAUM +3.2% over the last fiscal year+2.4% a year over threeIARs 5 to 7
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $15.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $568,676derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$77.3M71%
- Individuals$23.0M21%
- Corporations and businesses$8.9M8.2%
- Individual clients
- 82reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 192reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Barbara Ann Ingenito | North White Plains, Ny | Apr 24, 2017 | 38 y | 0 |
| James Rank | North White Plains, Ny | Apr 24, 2017 | 14 y | 0 |
| Jane Lora Rosenfeld | North White Plains, Ny | Aug 18, 2021 | 22 y | 0 |
| Michael O'Neil Noschese | North White Plains, Ny | Aug 19, 2021 | 22 y | 0 |
| John Joseph Hamilton | North White Plains, Ny | Aug 19, 2021 | 39 y | 0 |
| Kevin John Hamilton | North White Plains, Ny | Mar 25, 2025 | 12 y | 0 |
| Jack Longden | North White Plains, Ny | Aug 6, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Sandra Jean Rose to Pruco Securities, LLCMar 4, 2021 · RIA to affiliated broker-dealer or bank
- Eileen Polese to Alexandria CapitalFeb 18, 2020 · RIA to RIA
- Daniel R. Widas to Edward JonesMay 30, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Sandra Jean Rose from Advice And Planning ServicesJun 10, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph John Hamilton · Managing Membercontrolsince 05/2009 · owns 75% or more
- Shea Lindsay Hamilton · Chief Compliance Officercontrolsince 01/2016 · owns less than 5%
- Ann Barbara Ingenito · Executive Vice Presidentcontrolsince 05/2009 · owns less than 5%
- James Rank · President & Chief Investment Officercontrolsince 01/2016 · owns less than 5%
Related persons
Schedule D 7.A
- Hamilton Cavanaugh Inc.real estaten
- Hamilton Cavanaugh Insurance Brokers, Inc.real estaten
- Hamilton Cavanaugh Investment Brokers, Inc.broker-dealerreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North White Plains, Ny · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 130 to 192Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 27, 2026
- BD registered reps · 5 to 6Mar 28, 2025 to Mar 27, 2026
- HNW clients · 28 to 34Mar 28, 2025 to Mar 27, 2026
- Individual clients · 101 to 82Mar 28, 2025 to Mar 27, 2026
- Employees · 7 to 8Mar 28, 2025 to Mar 27, 2026
- State-registered IARs · 5 to 7Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $106M to $109MMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $64.9M to $77.3MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $32.9M to $23.0MMar 28, 2025 to Mar 27, 2026
- RAUM · $106M to $109MMar 28, 2025 to Mar 27, 2026
- Accounts · 210 to 130Jun 7, 2024 to Mar 28, 2025
- HNW clients · 32 to 28Jun 7, 2024 to Mar 28, 2025
- Individual clients · 106 to 101Jun 7, 2024 to Mar 28, 2025
- Employees · 6 to 7Jun 7, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Jun 7, 2024 to Mar 28, 2025
- Discretionary RAUM · $105M to $106MJun 7, 2024 to Mar 28, 2025
- HNW RAUM · $66.0M to $64.9MJun 7, 2024 to Mar 28, 2025
- Individual RAUM · $31.3M to $32.9MJun 7, 2024 to Mar 28, 2025
- RAUM · $105M to $106MJun 7, 2024 to Mar 28, 2025
- HQ city · PURCHASE to NORTH WHITE PLAINSMar 28, 2024 to Jun 7, 2024
- Accounts · 226 to 210Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 6 to 5Mar 30, 2023 to Mar 28, 2024
- BD registered reps · 6 to 5Mar 30, 2023 to Mar 28, 2024
- Corporate clients · unset to 1.0Mar 30, 2023 to Mar 28, 2024
- HNW clients · 61 to 32Mar 30, 2023 to Mar 28, 2024
- Individual clients · 101 to 106Mar 30, 2023 to Mar 28, 2024
- Employees · 7 to 6Mar 30, 2023 to Mar 28, 2024
- State-registered IARs · 6 to 5Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $102M to $105MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $70.8M to $66.0MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $21.8M to $31.3MMar 30, 2023 to Mar 28, 2024
- RAUM · $102M to $105MMar 30, 2023 to Mar 28, 2024
- Accounts · 202 to 226Mar 28, 2022 to Mar 30, 2023
- Corporate clients · 2.0 to unsetMar 28, 2022 to Mar 30, 2023
- HNW clients · 73 to 61Mar 28, 2022 to Mar 30, 2023
- Individual clients · 127 to 101Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $129M to $102MMar 28, 2022 to Mar 30, 2023
- HNW RAUM · $84.4M to $70.8MMar 28, 2022 to Mar 30, 2023
- Individual RAUM · $34.2M to $21.8MMar 28, 2022 to Mar 30, 2023
Signals
1 dated events
- Aspire Advisors, Llc filed its initial SEC registration (Form ADV)Jan 24, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@aspireadvisorsllc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 914-993-9628reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-760-3540reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ASPIREADVISORSLLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ASPIREADVISORSLLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 877-760-3540reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- ASPIREADVISORSLLC.COM/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- ASPIREADVISORSLLC.COM/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $15.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026