DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Anthony Giordano
Feed of 09/14/2026
Also filed as Mark Anthony Giordano
At current firm
3 y
since May 5, 2023
In the industry
29 y
since May 1, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince May 5, 2023 · Morristown, Nj
- Independent Financial Partners BD affiliatedAug 20, 2019 to May 24, 2023 · Pine Brook, Nj
- Private Portfolio Partners, LLC formerJun 13, 2017 to Aug 27, 2019 · Paramus, Nj
- Integra Investment Service, LLC unclassifiedMar 23, 2005 to Dec 8, 2009 · Lyndhurst, Nj
- LPL Financial LLC BD affiliatedJan 14, 2005 to Sep 11, 2019 · Palisades Park, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 2, 2002 to Jan 19, 2005 · Paramus, Nj
- Morgan Stanley Dw Inc. unclassifiedMay 13, 2002 to Aug 8, 2002 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to Private Advisor Group, LLCleft May 24, 2023, registered May 5, 2023 (-19 days) · Affiliated broker-dealer or bank to another · moved with a team
- LPL Financial LLC to Integra Investment Service, LLCleft Sep 11, 2019, registered Mar 23, 2005 (-5285 days) · Other · moved with a team
- Private Portfolio Partners, LLC to Independent Financial Partnersleft Aug 27, 2019, registered Aug 20, 2019 (-7 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Integra Investment Service, LLC to Private Portfolio Partners, LLCleft Dec 8, 2009, registered Jun 13, 2017 (2744 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Jan 19, 2005, registered Jan 14, 2005 (-5 days) · Other
- Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 8, 2002, registered Aug 2, 2002 (-6 days) · Other
Signals
- Mark Anthony Giordano left Independent Financial Partners for Private Advisor Group, Llc (registered 2023-05-05)May 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address