RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I••••• L•• independent RIA currentsince Jan 24, 2022 · Indianapolis, In
- P••• A••••• S••••••••• L•• BD affiliatedDec 16, 2014 to Feb 1, 2022 · Holmdel, Nj
- P••• A••••• S••••••••• L•• to I••••• L••left Feb 1, 2022, registered Jan 24, 2022 (-8 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T••• S• L•••••, registered through I••••• L•• (Indianapolis, IN), is a direct owner of Tomoro, an adviser first registered 2026-06-10; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filingJun 10, 2026 · Owner of a newly registered adviser · fact
- T••• S• L••••• left P••• A••••• S••••••••• L•• for I••••• L•• (registered 2022-01-24)Feb 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address