DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Norman York
Feed of 09/14/2026
Also filed as Ronald York
At current firm
7 y
since Apr 30, 2019
In the industry
16 y
since Aug 14, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Arkadios Wealth Advisors BD affiliated currentsince Apr 30, 2019 · Wall, Nj
- Triad Advisors, LLC formerMar 24, 2014 to Apr 30, 2019 · Wall, Nj
- New England Securities Corporation formerJul 28, 2011 to Mar 25, 2014 · Wall Township, Nj
Moves
a registration end followed by a registration begin elsewhere
- Triad Advisors, LLC to Arkadios Wealth Advisorsleft Apr 30, 2019, registered Apr 30, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- New England Securities Corporation to Triad Advisors, LLCleft Mar 25, 2014, registered Mar 24, 2014 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address