E••• K•••• H•••••

M••••••••• R•••••••••BD affiliatedDenville, Nj dual registrantIAPD 4309081

Certified Financial Planner

Feed of 09/14/2026

Also filed as E••• K•••• H•••••

At current firm

4 y

since Sep 9, 2022

In the industry

26 y

since Nov 11, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••••• R••••••••• BD affiliated current
since Sep 9, 2022 · Denville, Nj
P•••• S••••••••• L•• no RAUM
Dec 2, 2020 to Sep 8, 2022 · Basking Ridge, Nj
S•••••••• F••••••••• I••• former
Oct 31, 2013 to Dec 14, 2020 · Essex Fells, Nj

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to M••••••••• R•••••••••
left Sep 8, 2022, registered Sep 9, 2022 (1 days) · Other
S•••••••• F••••••••• I••• to P•••• S••••••••• L••
left Dec 14, 2020, registered Dec 2, 2020 (-12 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Sep 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address