DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Clayton Ostrom

Robert W. Baird & Co. Incorporatedmixed wealthBellevue, Wadual registrantIAPD 4310982

Feed of 09/15/2026

Also filed as Joseph Ostrom

At current firm

5 y

since Jun 4, 2021

In the industry

25 y

since May 3, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Robert W. Baird & Co. Incorporated mixed wealth current
since Jun 4, 2021 · Bellevue, Wa
Pacific Portfolio Consulting, LLC former
Dec 7, 2016 to Jun 4, 2021 · Seattle, Wa
Morgan Stanley wirehouse
Jun 29, 2012 to Sep 9, 2016 · Seattle, Wa
Oppenheimer & Co. Inc. BD affiliated
Mar 30, 2006 to Jul 19, 2012 · Bellevue, Wa
Ameriprise Financial Services, LLC national BD
Dec 11, 2002 to Apr 30, 2003 · Seattle, Wa
Morgan Stanley Dw Inc. unclassified
May 3, 2001 to Jun 7, 2002 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

Pacific Portfolio Consulting, LLC to Robert W. Baird & Co. Incorporated
left Jun 4, 2021, registered Jun 4, 2021 (0 days) · RIA to RIA
Morgan Stanley to Pacific Portfolio Consulting, LLC
left Sep 9, 2016, registered Dec 7, 2016 (89 days) · Other
Oppenheimer & Co. Inc. to Morgan Stanley
left Jul 19, 2012, registered Jun 29, 2012 (-20 days) · Other
Ameriprise Financial Services, LLC to Oppenheimer & Co. Inc.
left Apr 30, 2003, registered Mar 30, 2006 (1065 days) · Other
Morgan Stanley Dw Inc. to Ameriprise Financial Services, LLC
left Jun 7, 2002, registered Dec 11, 2002 (187 days) · Other

Signals

Joseph Clayton Ostrom added a FL registration at Robert W. Baird & Co. Incorporated
Sep 14, 2026 · New state registration · fact
Joseph Clayton Ostrom added a CA registration at Robert W. Baird & Co. Incorporated
Aug 11, 2026 · New state registration · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address