DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pacific Portfolio Consulting, LLC

Former SEC-registered adviserSeattle, WashingtonCRD 139505SEC 801-66277websiteIAPD
Latest filing Mar 27, 2025
First filing on the tape Mar 23, 2012 · 21 filings
SEC status approved since Jan 8, 2006
RAUM
$4.8B
reported, Item 5.F
Discretionary
49%
of RAUM
Private clients
36%
$1.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$4.8B as of Mar 27, 2025
Mar 23, 2012$1.7B then
HNW client RAUM$1.5B as of Mar 27, 2025
Mar 30, 2018$737M then
State-registered IARs (5.B.3)10 as of Mar 27, 2025
Mar 23, 20120 then
Employees (5.A)22 as of Mar 27, 2025
Mar 26, 201315 then
Private funds1 as of Mar 26, 2015
Mar 23, 20121 then
RAUM -0.2% over the last fiscal year+1.8% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Mar 27, 2025; every figure names its basis
RAUM per advisor
$479MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.9MderivedHNW RAUM over HNW clients
Average account
$9.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
49%derivedof RAUM
Institutional
62%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
5.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-0.2%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-0.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$6.1M, 317 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$2.7B57%
  • High-net-worth individuals$1.5B31%
  • Individuals$248M5.2%
  • Charitable organizations$241M5.0%
  • Corporations and businesses$82.6M1.7%
Individual clients
270reported
HNW clients
190reported
Pension plan clients
42reported
Charitable clients
9reported
Accounts
521reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$6.1M for 317 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
11 left, 0 joined in 12 months
net -11 in 12 months0 left in 90 days0 joined in 90 days13 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Ppc Partners, LLCno longer reportedPrivate Equity Fund$193,00033Mar 23, 2012
Owners and control persons
Schedule A and B, latest filing
  • Ann Lisa Cook · Chief Operating Officercontrol
    since 11/2020 · owns less than 5%
  • Lee Lawerence Hood · Presidentcontrol
    since 01/2006 · owns 10% to 25%
  • Ritchie Hood · Chief Compliance Officercontrol
    since 02/2006 · owns less than 5%
  • Andrew William Gavin · Director Of Pacific Wealth Advisors, LLCcontrol
    since 11/2018 · owns F of Pacific Wealth Advisors, LLC
  • Ann Jamie Goldberg · Director Of Pacific Wealth Advisors, LLCcontrol
    since 11/2018 · owns F of Pacific Wealth Advisors, LLC
  • Lee Lawerence Hood · Director Of Pacific Wealth Advisors, LLCcontrol
    since 01/2006 · owns F of Pacific Wealth Advisors, LLC
  • Peter Eric Jarvis · Director Of Pacific Wealth Advisors, LLCcontrol
    since 02/2023 · owns F of Pacific Wealth Advisors, LLC
  • Henry Scott Luttinen · Director Of Pacific Wealth Advisors, LLCcontrol
    since 08/2019 · owns F of Pacific Wealth Advisors, LLC
  • Mortin Joseph Schierhorn · Director Of Pacific Wealth Advisors, LLCcontrol
    since 10/2017 · owns F of Pacific Wealth Advisors, LLC
  • Macdonald James Will · Director Of Pacific Wealth Advisors, LLCcontrol
    since 01/2006 · owns F of Pacific Wealth Advisors, LLC
Entity owners
  • Pacific Wealth Advisors, LLC · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Seattle, Wa · principal0011
Offices
Schedule D 1.F, the 25 largest
  • Anchorage, AK2 employees
What changed
consecutive filings, newest first
  • Accounts · 530 to 521
    Aug 16, 2024 to Mar 27, 2025
  • Corporate clients · 11 to 10
    Aug 16, 2024 to Mar 27, 2025
  • HNW clients · 179 to 190
    Aug 16, 2024 to Mar 27, 2025
  • Individual clients · 285 to 270
    Aug 16, 2024 to Mar 27, 2025
  • Pension plan clients · 46 to 42
    Aug 16, 2024 to Mar 27, 2025
  • Assets in custody · $4.1M to $6.1M
    Aug 16, 2024 to Mar 27, 2025
  • Financial planning clients · 51-100 to 51-100
    Aug 16, 2024 to Mar 27, 2025
  • Discretionary RAUM · $1.9B to $2.3B
    Aug 16, 2024 to Mar 27, 2025
  • HNW RAUM · $1.3B to $1.5B
    Aug 16, 2024 to Mar 27, 2025
  • Individual RAUM · $242M to $248M
    Aug 16, 2024 to Mar 27, 2025
  • Non-discretionary RAUM · $2.9B to $2.5B
    Aug 16, 2024 to Mar 27, 2025
  • Pension RAUM · $3.0B to $2.7B
    Aug 16, 2024 to Mar 27, 2025
  • RAUM · $4.8B to $4.8B
    Aug 16, 2024 to Mar 27, 2025
  • Accounts · 535 to 530
    Jun 22, 2023 to Mar 29, 2024
  • Charity clients · 12 to 9
    Jun 22, 2023 to Mar 29, 2024
  • Corporate clients · 14 to 11
    Jun 22, 2023 to Mar 29, 2024
  • HNW clients · 356 to 179
    Jun 22, 2023 to Mar 29, 2024
  • Individual clients · 107 to 285
    Jun 22, 2023 to Mar 29, 2024
  • Assets in custody · $4.6M to $4.1M
    Jun 22, 2023 to Mar 29, 2024
  • Employees · 23 to 22
    Jun 22, 2023 to Mar 29, 2024
  • Insurance-licensed employees · 1 to 0
    Jun 22, 2023 to Mar 29, 2024
  • State-registered IARs · 11 to 10
    Jun 22, 2023 to Mar 29, 2024
  • Other offices · 2 to 1
    Jun 22, 2023 to Mar 29, 2024
  • Discretionary RAUM · $1.4B to $1.9B
    Jun 22, 2023 to Mar 29, 2024
  • HNW RAUM · $1.2B to $1.3B
    Jun 22, 2023 to Mar 29, 2024
  • Individual RAUM · $96.4M to $242M
    Jun 22, 2023 to Mar 29, 2024
  • Non-discretionary RAUM · $2.7B to $2.9B
    Jun 22, 2023 to Mar 29, 2024
  • Pension RAUM · $2.5B to $3.0B
    Jun 22, 2023 to Mar 29, 2024
  • RAUM · $4.1B to $4.8B
    Jun 22, 2023 to Mar 29, 2024
  • Accounts · 289 to 535
    Mar 30, 2022 to Mar 30, 2023
  • Advisory employees · 11 to 12
    Mar 30, 2022 to Mar 30, 2023
  • Corporate clients · 12 to 14
    Mar 30, 2022 to Mar 30, 2023
  • HNW clients · 121 to 356
    Mar 30, 2022 to Mar 30, 2023
  • Individual clients · 95 to 107
    Mar 30, 2022 to Mar 30, 2023
  • Pension plan clients · 49 to 46
    Mar 30, 2022 to Mar 30, 2023
  • Assets in custody · $174M to $4.6M
    Mar 30, 2022 to Mar 30, 2023
  • Employees · 18 to 23
    Mar 30, 2022 to Mar 30, 2023
  • State-registered IARs · 9 to 11
    Mar 30, 2022 to Mar 30, 2023
  • Other offices · 1 to 2
    Mar 30, 2022 to Mar 30, 2023
  • Discretionary RAUM · $1.2B to $1.4B
    Mar 30, 2022 to Mar 30, 2023
Signals
25 dated events
  • Pacific Portfolio Consulting, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $4.8B)
    Jan 2, 2026 · Left the SEC roster · derived
  • Harve Eugene Menkens left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-23)
    Dec 23, 2025 · Advisor changed firm · fact
  • Benjamin Paul Hines left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-23)
    Dec 23, 2025 · Advisor changed firm · fact
  • Frank Christopher Greekas left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-22)
    Dec 23, 2025 · Advisor changed firm · fact
  • George Robert Jarvis left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-22)
    Dec 23, 2025 · Advisor changed firm · fact
  • Ketulkumar Jatinbhai Trivedi left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-22)
    Dec 23, 2025 · Advisor changed firm · fact
  • Gregory James Conway left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-23)
    Dec 23, 2025 · Advisor changed firm · fact
  • Lawerence Lee Hood left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-22)
    Dec 23, 2025 · Advisor changed firm · fact
  • Eric Peter Jarvis left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-22)
    Dec 23, 2025 · Advisor changed firm · fact
  • James Edward Ayres left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-24)
    Dec 23, 2025 · Advisor changed firm · fact
  • Scott Thomas Fisher left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-23)
    Dec 23, 2025 · Advisor changed firm · fact
  • Matthew Curtis Litzler left Pacific Portfolio Consulting, Llc for Waverly Advisors, Llc (registered 2025-10-23)
    Dec 23, 2025 · Advisor changed firm · fact
  • Pacific Portfolio Consulting, LLC's advisors moved to Waverly Advisors, LLC (Seattle, WA): 11 of 11 registered, on the same day
    Dec 23, 2025 · Firm absorbed (people side) · derived
  • Robert Tolstykh left Pacific Portfolio Consulting, Llc for Mariner (registered 2025-01-02)
    Dec 13, 2024 · Advisor changed firm · fact
  • Maria Carla Devlin left Pacific Portfolio Consulting, Llc for Primesolutions Advisors, Llc (registered 2017-06-01)
    Apr 1, 2024 · Advisor changed firm · fact
  • Stanley Sroufe Barnes left Pacific Portfolio Consulting, Llc for Cutler Investment Group (registered 2023-06-20)
    Jun 5, 2023 · Advisor changed firm · fact
  • Eric Jarvis (Director Of Pacific Wealth Advisors, Llc) appeared on Schedule A of Pacific Portfolio Consulting, Llc
    Mar 30, 2023 · Control person joined · fact
  • 2 advisors left Conway Jarvis LLC (Seattle, WA) for Pacific Portfolio Consulting, LLC on the same day
    Jan 2, 2023 · Team lift-out · derived
  • Ann Lisa Cook (Chief Executive Officer) appeared on Schedule A of Pacific Portfolio Consulting, Llc
    Mar 26, 2021 · Control person joined · fact
  • John Cockburn (Director Of Pacific Wealth Advisors, Llc) no longer on Schedule A of Pacific Portfolio Consulting, Llc (listed 2020-06-29, absent 2021-03-26)
    Mar 26, 2021 · Control person left · inference
  • Scott Luttinen (Director Of Pacific Wealth Advisors, Llc) appeared on Schedule A of Pacific Portfolio Consulting, Llc
    Mar 30, 2020 · Control person joined · fact
  • Timothy Engle (Director Of Pacific Wealth Advisors, Llc) no longer on Schedule A of Pacific Portfolio Consulting, Llc (listed 2019-03-22, absent 2020-03-30)
    Mar 30, 2020 · Control person left · inference
  • Kelly Carroll (Director Of Pacific Wealth Advisors, Llc) no longer on Schedule A of Pacific Portfolio Consulting, Llc (listed 2018-03-30, absent 2019-03-22)
    Mar 22, 2019 · Control person left · inference
  • A William Gavin (Director Of Pacific Wealth Advisors, Llc) appeared on Schedule A of Pacific Portfolio Consulting, Llc
    Mar 22, 2019 · Control person joined · fact
  • A Jamie Goldberg (Director Of Pacific Wealth Advisors, Llc) appeared on Schedule A of Pacific Portfolio Consulting, Llc
    Mar 22, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026