DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• J••• F••••••

T•••• C•••••• W••••• M••••••••• I••independent RIAGlenview, Il IA-onlyIAPD 4312120

Feed of 09/15/2026

At current firm

2 y

since Apr 2, 2024

In the industry

26 y

since Feb 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••• C•••••• W••••• M••••••••• I•• independent RIA current
since Apr 2, 2024 · St. Charles, Il
C•••••• P•••• F•••••••• G••••• L••• former
Sep 8, 2017 to Jan 8, 2024 · Glenview, Il
L•• F•••••••• L•• BD affiliated
Sep 11, 2013 to Aug 16, 2016 · Glenview, Il
L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated
Feb 23, 2011 to Dec 19, 2012 · Glenview, Il
Q•• F•••••••• L•• unclassified
Sep 24, 2001 to Feb 11, 2011 · Glenview, Il

Moves

a registration end followed by a registration begin elsewhere

C•••••• P•••• F•••••••• G••••• L••• to T•••• C•••••• W••••• M••••••••• I••
left Jan 8, 2024, registered Apr 2, 2024 (85 days) · RIA to RIA · moved with a team
L•• F•••••••• L•• to C•••••• P•••• F•••••••• G••••• L•••
left Aug 16, 2016, registered Sep 8, 2017 (388 days) · Other
L•••••• S•• I••••••••• A•••••••• L••••• to L•• F•••••••• L••
left Dec 19, 2012, registered Sep 11, 2013 (266 days) · Other
Q•• F•••••••• L•• to L•••••• S•• I••••••••• A•••••••• L•••••
left Feb 11, 2011, registered Feb 23, 2011 (12 days) · Other

Signals

M••••• J••• F•••••• left C•••••• P•••• F•••••••• G••••• L••• for T•••• C•••••• W••••• M••••••••• I•• (registered 2024-04-02)
Jan 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address