DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• W••••• A••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Apr 3, 2019 · 20 filings
SEC status approved since May 3, 2019
RAUM
$307M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
25%
$77.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$153M
derived; firm RAUM over IAPD count
Employees
7
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$307M as of Mar 23, 2026
Mar 13, 2020$208M then
HNW client RAUM$77.3M as of Mar 23, 2026
Mar 13, 2020$25.0M then
State-registered IARs (5.B.3)2 as of Mar 23, 2026
Mar 13, 20205 then
Employees (5.A)7 as of Mar 23, 2026
Mar 13, 202010 then
Private funds: 2
RAUM +8.2% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- $153MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $5.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$229M75%
- High-net-worth individuals$77.3M25%
- Individual clients
- n/areported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 52reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.25 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••• M• R••••• | Coconut Grove, Fl | Sep 12, 2024 | 15 y | 0 |
| A•••••••• A•••• | Coconut Grove, Fl | Oct 14, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••• A•••••• S•••••• N•••••• to J••• M••••• S••••••••• L••Feb 8, 2022 · Other
- B••••••• E•••••• H••• to O••••••• N•Jul 31, 2020 · Other
- A•••• B••••• to O••••••• N•Jul 31, 2020 · Other
Joined, latest
- A•••• B••••• from C•••••••• G••••• M•••••• I•••May 7, 2019 · Other
- C••••• A•••••• S•••••• N•••••• from E•• P•••••• W••••• M••••••••• ••••••••• C••••May 7, 2019 · Other
- B••••••• E•••••• H••• from B••••• P•••••••• L••Mar 30, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for O••••••• N•Jul 31, 2020 · Coconut Grove, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••• N•• · Chief Compliance Officercontrolsince 02/2022 · owns 50% to 75%
- M•••••• B•••••• N••• · Ownercontrolsince 01/2000 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coconut Grove, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 23, 2026peers: independent wealth managers, $100M to $500M (5,676)
- low discretionary shareStatic outlier · filing Mar 23, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
- unusually large average accountStatic outlier · filing Mar 23, 2026RAUM per account of $5,897,644 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 3.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
- client mix shiftChange between filings · filing Mar 23, 2026private-client share of RAUM moved from 100.0% to 25.0% between the annual amendments of 2025-02-14 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 23, 2026HNW share of RAUM moved from 100.0% to 25.0% between the annual amendments of 2025-02-14 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 23, 2026institutional share of RAUM moved from 0.0% to 75.0% between the annual amendments of 2025-02-14 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 46 to 52Feb 14, 2025 to Mar 23, 2026
- Corporate clients · unset to 36.0Feb 14, 2025 to Mar 23, 2026
- HNW clients · 46 to 16Feb 14, 2025 to Mar 23, 2026
- HNW RAUM · $283M to $77.3MFeb 14, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $283M to $307MFeb 14, 2025 to Mar 23, 2026
- RAUM · $283M to $307MFeb 14, 2025 to Mar 23, 2026
- Accounts · 36 to 46Mar 22, 2024 to Feb 14, 2025
- Corporate clients · 23.0 to unsetMar 22, 2024 to Feb 14, 2025
- HNW clients · 13 to 46Mar 22, 2024 to Feb 14, 2025
- Financial planning clients · unset to Mar 22, 2024 to Feb 14, 2025
- State-registered IARs · 1 to 2Mar 22, 2024 to Feb 14, 2025
- HNW RAUM · $155M to $283MMar 22, 2024 to Feb 14, 2025
- Non-discretionary RAUM · $234M to $283MMar 22, 2024 to Feb 14, 2025
- RAUM · $234M to $283MMar 22, 2024 to Feb 14, 2025
- Accounts · 38 to 36Sep 28, 2023 to Mar 22, 2024
- Corporate clients · unset to 23.0Sep 28, 2023 to Mar 22, 2024
- HNW clients · 38 to 13Sep 28, 2023 to Mar 22, 2024
- Employees · 4 to 7Sep 28, 2023 to Mar 22, 2024
- HNW RAUM · $211M to $155MSep 28, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $211M to $234MSep 28, 2023 to Mar 22, 2024
- RAUM · $211M to $234MSep 28, 2023 to Mar 22, 2024
- Accounts · 40 to 38Jun 1, 2022 to Feb 8, 2023
- Advisory employees · 3 to 1Jun 1, 2022 to Feb 8, 2023
- Business name · C•••••••• W••••• A••••••• L•• to E••••• W••••• A••••••• L••Jun 1, 2022 to Feb 8, 2023
- Corporate clients · 28.0 to unsetJun 1, 2022 to Feb 8, 2023
- HNW clients · 12 to 38Jun 1, 2022 to Feb 8, 2023
- Insurance-licensed employees · 1 to 0Jun 1, 2022 to Feb 8, 2023
- State-registered IARs · 3 to 1Jun 1, 2022 to Feb 8, 2023
- Legal name · C•••••••• W••••• A••••••• L•• to E••••• W••••• A••••••• L••Jun 1, 2022 to Feb 8, 2023
- HNW RAUM · $149M to $211MJun 1, 2022 to Feb 8, 2023
- Non-discretionary RAUM · $215M to $211MJun 1, 2022 to Feb 8, 2023
- RAUM · $215M to $211MJun 1, 2022 to Feb 8, 2023
- Accounts · 43 to 40Feb 9, 2022 to Jun 1, 2022
- Corporate clients · 30 to 28Feb 9, 2022 to Jun 1, 2022
- HNW clients · 13 to 12Feb 9, 2022 to Jun 1, 2022
- Assets in custody · 6937236.0 to unsetFeb 9, 2022 to Jun 1, 2022
- Custody of client assets · true to falseFeb 9, 2022 to Jun 1, 2022
- Other offices · 1 to 0Feb 9, 2022 to Jun 1, 2022
- HNW RAUM · $14.9M to $149MFeb 9, 2022 to Jun 1, 2022
- Non-discretionary RAUM · $116M to $215MFeb 9, 2022 to Jun 1, 2022
Signals
14 dated events
- Nova Madueno Bailon (Owner) appeared on Schedule A of E••••• W••••• A••••••• L••Jun 1, 2022 · Control person joined · fact
- Hastings John Jephson (Administrative & Executive Manager; Partner) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2022-02-09, absent 2022-06-01)Jun 1, 2022 · Control person left · inference
- Francisco Jaime Stewart (Administrative & Executive Manager) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2022-02-09, absent 2022-06-01)Jun 1, 2022 · Control person left · inference
- B•••••• J•••• H••• (Trustee) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2022-02-09, absent 2022-06-01)Jun 1, 2022 · Control person left · inference
- H•••• M•••• E•••• (Shareholder) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2022-02-09, absent 2022-06-01)Jun 1, 2022 · Control person left · inference
- C••••• S•••••• N•••••• (Chief Compliance Officer/Administrative And Executive Manager/Partner) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2022-01-21, absent 2022-02-09)Feb 9, 2022 · Control person left · inference
- Nmn Julio Bailon (Chief Compliance Officer) appeared on Schedule A of E••••• W••••• A••••••• L••Feb 9, 2022 · Control person joined · fact
- C••••• A•••••• S•••••• N•••••• left E••••• W••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-02-28)Feb 8, 2022 · Advisor changed firm · fact
- E••••• W••••• A••••••• L•• reported RAUM $66.7M, down 68% from $207.6M (2020-07-31 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Englert Benjamin Hein (Administrative & Executive Manager, President, Cio) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2020-07-02, absent 2020-07-31)Jul 31, 2020 · Control person left · inference
- C••••• S•••••• N•••••• (Chief Compliance Officer/Administrative And Executive Manager) appeared on Schedule A of E••••• W••••• A••••••• L••Jul 2, 2020 · Control person joined · fact
- Nmn Sebastian Duenas (Administrative & Executive Manager) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2020-05-20, absent 2020-07-02)Jul 2, 2020 · Control person left · inference
- Angelo Nicola Corsetti (Administrative & Executive Manager) no longer on Schedule A of E••••• W••••• A••••••• L•• (listed 2020-05-20, absent 2020-07-02)Jul 2, 2020 · Control person left · inference
- C•••••••• I••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Apr 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••• W••••• A••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ekanta-wealth-advisors/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ekantawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-882-9240reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $153Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026