DFX Intelligence
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Feed of 09/14/2026
Also filed as J•••• E••• A••••••••• A••••
At current firm
2 y
since Jun 24, 2024
In the industry
25 y
since Jul 28, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 24, 2024 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJan 14, 2014 to Jul 3, 2024 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 22, 2014 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 10, 2008 to Jun 1, 2009 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 1, 2006 to Dec 10, 2008 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseApr 11, 2005 to Sep 5, 2006 · Atlanta, Ga
- C••••• S••••• S••••••••• •••• L•• formerJan 21, 2003 to Jun 7, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 3, 2024, registered Jun 24, 2024 (-9 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jan 22, 2014, registered Jan 14, 2014 (-8 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Dec 10, 2008, registered Dec 10, 2008 (0 days) · Other
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 5, 2006, registered Nov 1, 2006 (57 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Jun 7, 2004, registered Apr 11, 2005 (308 days) · Other
Signals
- ••• LockedJul 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address