RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• N••••• P•••••
- C••••••••• W••••• independent RIA currentsince Jan 3, 2018 · Greensboro, Nc
- C••••••••• W••••• formerJun 8, 2016 to Dec 31, 2017 · Greensboro, Nc
- H••••••• P•••••• W••••• M••••••••• formerApr 22, 2013 to Nov 6, 2015 · Bellevue, Wa
- L•• formerJun 28, 2012 to Apr 12, 2013 · Seattle, Wa
- R••••••• W••••• M••••••••• L•• unclassifiedMay 3, 2012 to May 30, 2012 · North Miami, Fl
- C••••• C•••••• A••••••• L•• unclassifiedFeb 4, 2011 to Jun 22, 2012 · North Miami Beach, Fl
- C••• W••••• M••••••••• state registeredNov 6, 2009 to Dec 6, 2010 · Miami, Fl
- C••••••••• W••••• to C••••••••• W•••••left Dec 31, 2017, registered Jan 3, 2018 (3 days) · channel change inside one enterprise, not a move · moved with a team
- H••••••• P•••••• W••••• M••••••••• to C••••••••• W•••••left Nov 6, 2015, registered Jun 8, 2016 (215 days) · Other
- L•• to H••••••• P•••••• W••••• M•••••••••left Apr 12, 2013, registered Apr 22, 2013 (10 days) · Other
- C••••• C•••••• A••••••• L•• to R••••••• W••••• M••••••••• L••left Jun 22, 2012, registered May 3, 2012 (-50 days) · Other
- R••••••• W••••• M••••••••• L•• to L••left May 30, 2012, registered Jun 28, 2012 (29 days) · Other
- C••• W••••• M••••••••• to C••••• C•••••• A••••••• L••left Dec 6, 2010, registered Feb 4, 2011 (60 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address