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Registered advisor
K•••••• M•••••• L•••
Feed of 09/14/2026
Also filed as K•••••• M. L•••
At current firm
3 y
since Jan 20, 2023
In the industry
25 y
since Sep 19, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 20, 2023 · Smyrna, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 9, 2016 to Mar 1, 2022 · Atlanta, Ga
- M••••• S•••••• wirehouseNov 20, 2012 to Feb 5, 2016 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerNov 12, 2009 to Nov 19, 2012 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to T••••• A••••••• S•••••••• I•••left Mar 1, 2022, registered Jan 20, 2023 (325 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Feb 5, 2016, registered Feb 9, 2016 (4 days) · Wirehouse to affiliated broker-dealer or bank
- S••••••• I••••••••• S•••••••• I••• to M••••• S••••••left Nov 19, 2012, registered Nov 20, 2012 (1 days) · Other
Signals
- K•••••• M•••••• L••• left R•••••• J•••• • A••••••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2023-01-20)Mar 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address