RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••• L••••
- C••••••••• I••••••••• L•• mixed wealth currentsince Feb 7, 2023 · New York, Ny
- M•••••• A•••••• A••••••• L•• independent RIAJul 5, 2007 to Nov 1, 2012 · Jersey City, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 18, 2007 to Jul 6, 2007 · Jersey City, Nj
- L•••• A••••• • C•• L•• asset managerMar 30, 2004 to Apr 13, 2007 · Jersey City, Nj
- M•••••• A•••••• A••••••• L•• to C••••••••• I••••••••• L••left Nov 1, 2012, registered Feb 7, 2023 (3750 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••••• A•••••• A••••••• L••left Jul 6, 2007, registered Jul 5, 2007 (-1 days) · Other
- L•••• A••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 13, 2007, registered May 18, 2007 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address