DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1••• C•••••• P•••••••
Legal name O••••••••• L••
Latest filing May 27, 2026
First filing on the tape Oct 1, 2024 · 5 filings
SEC status approved since Oct 31, 2024
RAUM
$645M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$612M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$645M as of May 27, 2026
Feb 28, 2025$651M then
HNW client RAUM$552M as of May 27, 2026
Feb 28, 2025$484M then
State-registered IARs (5.B.3)4 as of May 27, 2026
Feb 28, 20255 then
Employees (5.A)5 as of May 27, 2026
Feb 28, 20256 then
Private funds: no history
RAUM -1.0% over the last fiscal yearIARs 5 to 4
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $129MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $584,367derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $65.1M, 64 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$552M86%
- Individuals$59.9M9.3%
- Corporations and businesses$27.6M4.3%
- Charitable organizations$3.2M0.5%
- Banks and thrifts$1.4M0.2%
- Individual clients
- 151reported
- HNW clients
- 113reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 1,103reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.1M for 64 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• L•••••• H••• | Greensboro, Nc | Nov 1, 2024 | 20 y | 2 |
| D•••• C•••••• A••••••• | Greensboro, Nc | Nov 15, 2024 | 46 y | 2 |
| K•• S••••• A••••••• | Greensboro, Nc | Nov 15, 2024 | 18 y | 3 |
| W•••••• R• P••••• | Greensboro, Nc | Nov 15, 2024 | 49 y | 3 |
| E••••• B••• S•••••••Certified Financial Planner | Greensboro, Nc | Sep 16, 2026 | 25 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• R• P••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- E••••• B••• S••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••• C•••••• A••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- K•• S••••• A••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- G••••• L•••••• H••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 7, 2024 · Greensboro, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• D••••• C•••••• · Managing Partner, Chief Operating Officercontrolsince 07/2024 · owns 50% to 75%
- H•••• G•••••• L•••••• · Managing Partner, Chief Compliance Officercontrolsince 07/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greensboro, Nc · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing May 27, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-25, yes on the filing of 2026-05-27peers: independent wealth managers, $500M to $1B (1,482)
- discretionary share shiftChange between filings · filing Mar 25, 2026discretionary share of RAUM moved from 59.0% to 100.0% between the annual amendments of 2025-02-28 and 2026-03-25peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Assets in custody · unset to 65066240.0Mar 25, 2026 to May 27, 2026
- Custody of client assets · false to trueMar 25, 2026 to May 27, 2026
- Accounts · 995 to 1,103Jul 31, 2025 to Mar 25, 2026
- Charity clients · 1 to 3Jul 31, 2025 to Mar 25, 2026
- Corporate clients · 9 to 4Jul 31, 2025 to Mar 25, 2026
- HNW clients · 73 to 113Jul 31, 2025 to Mar 25, 2026
- Individual clients · 201 to 151Jul 31, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 1-10Jul 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $382M to $644MJul 31, 2025 to Mar 25, 2026
- HNW RAUM · $484M to $552MJul 31, 2025 to Mar 25, 2026
- Individual RAUM · $113M to $59.9MJul 31, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $269M to $573,150Jul 31, 2025 to Mar 25, 2026
- RAUM · $651M to $645MJul 31, 2025 to Mar 25, 2026
- Advisory employees · 5 to 4Feb 28, 2025 to Jul 31, 2025
- Employees · 6 to 5Feb 28, 2025 to Jul 31, 2025
- Financial planning clients · 0 to 0Feb 28, 2025 to Jul 31, 2025
- State-registered IARs · 5 to 4Feb 28, 2025 to Jul 31, 2025
- Accounts · 0 to 995Oct 1, 2024 to Feb 28, 2025
- Advisory employees · 4 to 5Oct 1, 2024 to Feb 28, 2025
- Business name · 1••• C•••••• P•••••••• L•• to 1••• C•••••• P•••••••Oct 1, 2024 to Feb 28, 2025
- Charity clients · unset to 1.0Oct 1, 2024 to Feb 28, 2025
- Corporate clients · unset to 9.0Oct 1, 2024 to Feb 28, 2025
- HNW clients · unset to 73.0Oct 1, 2024 to Feb 28, 2025
- Individual clients · unset to 201.0Oct 1, 2024 to Feb 28, 2025
- Employees · 5 to 6Oct 1, 2024 to Feb 28, 2025
- Financial planning clients · 1-10 to 0Oct 1, 2024 to Feb 28, 2025
- State-registered IARs · 4 to 5Oct 1, 2024 to Feb 28, 2025
- Discretionary RAUM · $0 to $382MOct 1, 2024 to Feb 28, 2025
- HNW RAUM · unset to 484314867.0Oct 1, 2024 to Feb 28, 2025
- Individual RAUM · unset to 112812117.0Oct 1, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $0 to $269MOct 1, 2024 to Feb 28, 2025
- RAUM · $0 to $651MOct 1, 2024 to Feb 28, 2025
- Wrap assets (manager) · 0.0 to unsetOct 1, 2024 to Feb 28, 2025
- Wrap assets (sponsor) · 0.0 to unsetOct 1, 2024 to Feb 28, 2025
Signals
3 dated events
- E••••• B••• S••••••• registered as an investment adviser representative at 1••• C•••••• P•••••••Sep 16, 2026 · Advisor registered · fact
- 4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Greensboro, NC) for 1••• C•••••• P••••••• a day apartNov 7, 2024 · Team lift-out · derived
- 1••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Oct 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 336-814-9800reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/1808capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- 1•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 336-814-9800reportedpublic record, Form ADV, May 27, 2026
- Contact form
- 1•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026