DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark Benjamin Konrardy

Richmond Investment Services LLCindependent RIAMequon, Wi dual registrantIAPD 4324887

Feed of 09/14/2026

At current firm

0 y

since Sep 30, 2025

In the industry

25 y

since Apr 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Richmond Investment Services LLC independent RIA current
since Sep 30, 2025 · Dubuque, Ia
LPL Financial LLC BD affiliated
May 18, 2022 to Jul 31, 2025 · Davenport, Ia
Cuna Brokerage Services, Inc. former
Dec 2, 2021 to May 18, 2022 · Davenport, Ia
Empower Advisory Group, LLC BD affiliated
Mar 8, 2021 to Nov 22, 2021 · Greenwood Village, Co
Prudential Select Strategies LLC institutional
May 31, 2019 to Apr 20, 2020 · Dubuque, Ia
Global Portfolio Strategies, Inc. former
Apr 9, 2008 to Dec 31, 2018 · Hartford, Ct
U.S. Bancorp Investments, Inc. former
Mar 28, 2006 to Mar 18, 2008 · Dubuque, Ia
Prudential Retirement Brokerage Services, Inc. unclassified
Feb 28, 2003 to Nov 19, 2003 · Dubuque, Ia

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Richmond Investment Services LLC
left Jul 31, 2025, registered Sep 30, 2025 (61 days) · Affiliated broker-dealer or bank to independent RIA
Cuna Brokerage Services, Inc. to LPL Financial LLC
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
Empower Advisory Group, LLC to Cuna Brokerage Services, Inc.
left Nov 22, 2021, registered Dec 2, 2021 (10 days) · Other
Prudential Select Strategies LLC to Empower Advisory Group, LLC
left Apr 20, 2020, registered Mar 8, 2021 (322 days) · Other · moved with a team
Global Portfolio Strategies, Inc. to Prudential Select Strategies LLC
left Dec 31, 2018, registered May 31, 2019 (151 days) · Other · moved with a team
U.S. Bancorp Investments, Inc. to Global Portfolio Strategies, Inc.
left Mar 18, 2008, registered Apr 9, 2008 (22 days) · Other
Prudential Retirement Brokerage Services, Inc. to U.S. Bancorp Investments, Inc.
left Nov 19, 2003, registered Mar 28, 2006 (860 days) · Other

Signals

Mark Benjamin Konrardy left Lpl Financial Llc for Richmond Investment Services Llc (registered 2025-09-30)
Jul 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address