DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher J Dame
Feed of 09/15/2026
Also filed as Chris Dame
At current firm
5 y
since May 4, 2021
In the industry
16 y
since Jul 14, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince May 4, 2021 · St George, Ut
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to May 14, 2021 · St George, Ut
- Signator Investors, Inc. formerJun 2, 2017 to Nov 2, 2018 · St George, Ut
- Cuso Financial Services, L.P. formerMay 25, 2016 to Jun 6, 2017 · St George, Ut
- Strategic Advisers LLC national BDOct 14, 2010 to Jun 8, 2016 · American Fork, Ut
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Private Advisor Group, LLCleft May 14, 2021, registered May 4, 2021 (-10 days) · Affiliated broker-dealer or bank to another
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Cuso Financial Services, L.P. to Signator Investors, Inc.left Jun 6, 2017, registered Jun 2, 2017 (-4 days) · Other
- Strategic Advisers LLC to Cuso Financial Services, L.P.left Jun 8, 2016, registered May 25, 2016 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address