DFX Intelligence
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Registered advisor
J••• S•••••• D••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCharleston, Scdual registrantIAPD 4328026
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Sep 13, 2022
In the industry
25 y
since Mar 8, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 13, 2022 · Charleston, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Mar 23, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerMar 21, 2006 to Jan 2, 2018 · Charleston, Sc
- B••• A•••• M••••••••• I••• unclassifiedDec 20, 2005 to Mar 21, 2006 · Bluffton, Sc
- K•••••• C•••••• M•••••• I••• unclassifiedSep 30, 2002 to May 16, 2003 · Yarmouth, Me
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 23, 2022, registered Sep 13, 2022 (174 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Mar 21, 2006, registered Mar 21, 2006 (0 days) · Other
- K•••••• C•••••• M•••••• I••• to B••• A•••• M••••••••• I•••left May 16, 2003, registered Dec 20, 2005 (949 days) · Other
Signals
- J••• S•••••• D•••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-09-13)Mar 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address