DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joe Anthony Ramon
Feed of 09/15/2026
At current firm
11 y
since Jun 16, 2015
In the industry
25 y
since Apr 20, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Jun 16, 2015 · Garden Ridge, Tx
- Independent Financial Partners BD affiliatedNov 24, 2010 to Jun 22, 2015 · Garden Ridge, Tx
- Nrp Advisors, Inc. unclassifiedNov 13, 2009 to Dec 1, 2010 · Garden Ridge, Tx
- LPL Financial LLC BD affiliatedDec 13, 2006 to Nov 25, 2009 · San Antonio, Tx
- Raymond James Financial Services, Inc. unclassifiedJun 20, 2006 to Dec 15, 2006 · San Antonio, Tx
- Valic Financial Advisors, Inc. BD affiliatedAug 12, 2002 to Jun 28, 2006 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to World Investment Advisors, LLCleft Jun 22, 2015, registered Jun 16, 2015 (-6 days) · Other · moved with a team
- Nrp Advisors, Inc. to Independent Financial Partnersleft Dec 1, 2010, registered Nov 24, 2010 (-7 days) · corporate re-registration, not a move
- LPL Financial LLC to Nrp Advisors, Inc.left Nov 25, 2009, registered Nov 13, 2009 (-12 days) · Other
- Raymond James Financial Services, Inc. to LPL Financial LLCleft Dec 15, 2006, registered Dec 13, 2006 (-2 days) · Other
- Valic Financial Advisors, Inc. to Raymond James Financial Services, Inc.left Jun 28, 2006, registered Jun 20, 2006 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address