DFX Intelligence
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Registered advisor
B•••• D••••• C••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Aug 8, 2018
In the industry
25 y
since Mar 14, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 8, 2018 · Mobile, Al
- W•••• F•••• A••••••• wirehouseDec 19, 2005 to Jan 17, 2007 · Bay Minnette, Al
- W•••• F•••• A••••••• wirehouseMar 4, 2003 to Jan 5, 2004 · Arlington, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedApr 20, 2001 to Nov 7, 2002 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••• F••• I••••••••• M••••••••• C••••left Jan 17, 2007, registered Aug 8, 2018 (4221 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to W•••• F•••• A•••••••left Nov 7, 2002, registered Mar 4, 2003 (117 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address