DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marie A. Cox
Feed of 09/15/2026
At current firm
3 y
since Jul 11, 2023
In the industry
12 y
since Sep 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Retirement Advisors, LLC other currentsince Jul 11, 2023 · Raleigh, Nc
- Voya Financial Advisors, Inc. BD affiliatedJul 14, 2016 to Feb 28, 2023 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Voya Retirement Advisors, LLCleft Feb 28, 2023, registered Jul 11, 2023 (133 days) · Other
Signals
- Marie A. Cox left Voya Financial Advisors, Inc. for Voya Retirement Advisors, Llc (registered 2023-07-11)Feb 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address