RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- V••••• C•••••• M••••••••• L•• independent RIA currentsince Dec 4, 2024 · Bryan, Oh
- O••••••• A••••••• S••••••• L•• independent RIAJul 24, 2019 to Dec 31, 2020 · Bryan, Oh
- O••••••• A••••••• S••••••• L•• independent RIAJul 24, 2019 to Dec 4, 2024 · Franklin, Tn
- P••••••• A•••• M••••••••• L•• formerMay 24, 2018 to Dec 31, 2019 · Bryan, Oh
- V••••• C•••••• M••••••••• L•• independent RIAOct 30, 2015 to May 24, 2018 · Bryan, Oh
- B••••••••• C•••••• M••••••••• L•• independent RIAOct 7, 2009 to Oct 30, 2015 · Bryan, Oh
- S••••• A••• I••••••••• A•••••• S•••••••• I••• formerSep 3, 2008 to Sep 28, 2009 · Bryan, Oh
- O••••••• A••••••• S••••••• L•• to V••••• C•••••• M••••••••• L••left Dec 4, 2024, registered Dec 4, 2024 (0 days) · RIA to RIA
- P••••••• A•••• M••••••••• L•• to O••••••• A••••••• S••••••• L••left Dec 31, 2019, registered Jul 24, 2019 (-160 days) · RIA to a newly registered adviser
- V••••• C•••••• M••••••••• L•• to P••••••• A•••• M••••••••• L••left May 24, 2018, registered May 24, 2018 (0 days) · RIA to RIA
- B••••••••• C•••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Oct 30, 2015, registered Oct 30, 2015 (0 days) · Other
- S••••• A••• I••••••••• A•••••• S•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Sep 28, 2009, registered Oct 7, 2009 (9 days) · Other
- L•••• H•••• S••••• left O••••••• A••••••• S••••••• L•• for V••••• C•••••• M••••••••• L•• (registered 2024-12-04)Dec 4, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address