RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J• F•••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 16, 2025 · Hartford, Ct
- M••••• W•••••• L•• formerSep 22, 2020 to May 19, 2025 · Cleveland, Oh
- F••••••• W••••• M••••••••• L•• formerJun 12, 2013 to Oct 2, 2020 · West Hartford, Ct
- O•••• F•• I••• formerAug 7, 2002 to Feb 11, 2005 · West Hartford, Ct
- M••••• W•••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left May 19, 2025, registered May 16, 2025 (-3 days) · corporate re-registration, not a move
- F••••••• W••••• M••••••••• L•• to M••••• W•••••• L••left Oct 2, 2020, registered Sep 22, 2020 (-10 days) · Other · moved with a team
- O•••• F•• I••• to F••••••• W••••• M••••••••• L••left Feb 11, 2005, registered Jun 12, 2013 (3043 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address