DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Francis Horner
Feed of 09/15/2026
Also filed as Ryan F Horner
At current firm
8 y
since Nov 22, 2017
In the industry
23 y
since Mar 5, 2003 (earliest exam, job or registration)
Prior registered firms
11
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Nov 22, 2017 · Cinnaminson, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 3, 2015 to Nov 16, 2017 · Cherry Hill, Nj
- Bcg Securities, Inc. independent RIANov 15, 2013 to Nov 24, 2014 · Cherry Hill, Nj
- M&T Securities, Inc. unclassifiedAug 17, 2012 to Nov 4, 2013 · Claymont, De
- Ameriprise Financial Services, LLC national BDFeb 24, 2012 to Aug 17, 2012 · Gibbsboro, Nj
- Ameriprise Financial Services, LLC national BDJul 1, 2011 to Feb 7, 2012 · Gibbsboro, Nj
- Wells Fargo Advisors wirehouseSep 7, 2006 to Jul 6, 2011 · Delran, Nj
- Cetera Investment Services LLC formerAug 23, 2006 to Aug 31, 2006 · Woolwich Township, Nj
- Cetera Investment Services LLC formerJan 28, 2005 to Aug 21, 2006 · Woolwich Township, Nj
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Feb 14, 2005 · Pennsauken, Nj
- Quick & Reilly, Inc. unclassifiedApr 21, 2004 to Oct 20, 2004 · Haddonfield, Nj
- Morgan Stanley Dw Inc. unclassifiedSep 19, 2003 to Jan 8, 2004 · Mt.Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Nov 16, 2017, registered Nov 22, 2017 (6 days) · Wirehouse to wirehouse · moved with a team
- Bcg Securities, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 24, 2014, registered Mar 3, 2015 (99 days) · Other
- M&T Securities, Inc. to Bcg Securities, Inc.left Nov 4, 2013, registered Nov 15, 2013 (11 days) · Other
- Ameriprise Financial Services, LLC to M&T Securities, Inc.left Aug 17, 2012, registered Aug 17, 2012 (0 days) · Other
- Wells Fargo Advisors to Ameriprise Financial Services, LLCleft Jul 6, 2011, registered Jul 1, 2011 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- Cetera Investment Services LLC to Wells Fargo Advisorsleft Aug 31, 2006, registered Sep 7, 2006 (7 days) · Other
- Banc Of America Investment Services, Inc. to Cetera Investment Services LLCleft Feb 14, 2005, registered Jan 28, 2005 (-17 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Quick & Reilly, Inc.left Jan 8, 2004, registered Apr 21, 2004 (104 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address