DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P• H•••

R•••••• J•••• • A••••••••• I•••national BDSt. Petersburg, Fl dual registrantIAPD 4332813

Feed of 09/15/2026

Also filed as Matt H•••

At current firm

2 y

since Jun 13, 2024

In the industry

20 y

since Apr 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Jun 13, 2024 · Glen Carbon, Il
S••••• I••••••••• A•••••••• L•• BD affiliated
May 19, 2022 to May 29, 2024 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Mar 28, 2022 · St. Louis, Mo
A• G• E•••••• • S•••• I••• unclassified
Apr 17, 2006 to Jan 1, 2008 · Alton, Il

Moves

a registration end followed by a registration begin elsewhere

S••••• I••••••••• A•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left May 29, 2024, registered Jun 13, 2024 (15 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to S••••• I••••••••• A•••••••• L••
left Mar 28, 2022, registered May 19, 2022 (52 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

M•••••• P• H••• left S••••• I••••••••• A•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-06-13)
May 29, 2024 · Advisor changed firm · fact
M•••••• P• H••• left W•••• F•••• A••••••• for S••••• I••••••••• A•••••••• L•• (registered 2022-05-19)
Mar 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address