S••••• A•• T•••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Jul 9, 2020 · Brooklyn, Oh
• J••• M••••• S••••••••• L•• wirehouse
  Oct 4, 2016 to Oct 23, 2019 · Columbus, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Jun 3, 2009 to Oct 13, 2016 · Canton, Oh
• U•• F•••••••• S••••••• I••• wirehouse
  Dec 7, 2007 to May 13, 2009 · New Albany, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Jan 18, 2006 to Nov 30, 2007 · Canton, Oh
• K•••••• C•••••• M•••••• I••• unclassified
  Sep 2, 2003 to Jan 18, 2006 · Dublin, Oh

• J••• M••••• S••••••••• L•• to K•• I••••••••• S••••••• L••
  left Oct 23, 2019, registered Jul 9, 2020 (260 days) · Wirehouse to affiliated broker-dealer or bank
• K•• I••••••••• S••••••• L•• to J••• M••••• S••••••••• L••
  left Oct 13, 2016, registered Oct 4, 2016 (-9 days) · Other
• U•• F•••••••• S••••••• I••• to K•• I••••••••• S••••••• L••
  left May 13, 2009, registered Jun 3, 2009 (21 days) · Other
• K•• I••••••••• S••••••• L•• to U•• F•••••••• S••••••• I•••
  left Nov 30, 2007, registered Dec 7, 2007 (7 days) · Other
• K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••
  left Jan 18, 2006, registered Jan 18, 2006 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address