DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Evans
Certified Financial Planner
Feed of 09/14/2026
Also filed as Patrick Wayne Evans
At current firm
6 y
since Jan 17, 2020
In the industry
25 y
since Jan 25, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jan 17, 2020 · Houston, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 7, 2017 to Jan 21, 2020 · Houston, Tx
- Neuberger Berman Bd LLC no RAUMAug 27, 2012 to Feb 10, 2017 · Houston, Tx
- Blackrock Investment Management, LLC asset managerSep 29, 2006 to Apr 3, 2009 · Plainsboro, Nj
- Merrill Lynch Investment Managers LP unclassifiedApr 15, 2005 to Sep 29, 2006 · Scottsdale, Az
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 2, 2005 to Mar 14, 2005 · Scottsdale, Az
- Goldman Sachs Asset Management, L.P. otherJul 24, 2003 to Feb 11, 2005 · New York, Ny
- Goldman Sachs & Co. LLC wirehouseNov 6, 2002 to Feb 11, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Jan 21, 2020, registered Jan 17, 2020 (-4 days) · Wirehouse to wirehouse
- Neuberger Berman Bd LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 10, 2017, registered Nov 7, 2017 (270 days) · Other
- Blackrock Investment Management, LLC to Neuberger Berman Bd LLCleft Apr 3, 2009, registered Aug 27, 2012 (1242 days) · Other
- Merrill Lynch Investment Managers LP to Blackrock Investment Management, LLCleft Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Merrill Lynch Investment Managers LPleft Mar 14, 2005, registered Apr 15, 2005 (32 days) · Other
- Goldman Sachs & Co. LLC to Goldman Sachs Asset Management, L.P.left Feb 11, 2005, registered Jul 24, 2003 (-568 days) · channel change inside one enterprise, not a move
- Goldman Sachs Asset Management, L.P. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 11, 2005, registered Mar 2, 2005 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address