DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• P•••• V••••

A••••••••• F•••••••• S•••••••• L••national BDGrayslake, Ildual registrantIAPD 4336390

Feed of 09/14/2026

Also filed as J••••• P V••••

At current firm

1 y

since Aug 11, 2025

In the industry

19 y

since May 31, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Aug 11, 2025 · Grayslake, Il
O•••• W•••••• I••• BD affiliated
Sep 1, 2023 to Aug 13, 2025 · Grayslake, Il
S•••••••• F••••••••• I••• former
Aug 3, 2021 to Sep 1, 2023 · Grayslake, Il
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 4, 2018 to Aug 6, 2021 · Grayslake, Il
S•••••• W••••• M••••••••• L•• independent RIA
Mar 20, 2015 to May 15, 2018 · Barrington, Il
L•• F•••••••• L•• BD affiliated
Apr 26, 2010 to May 21, 2018 · Gurnee, Il
M•••• C••••••• A••••••• S•••••• BD affiliated
Jul 9, 2007 to Apr 27, 2010 · North Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Aug 13, 2025, registered Aug 11, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• F••••••••• I•••
left Aug 6, 2021, registered Aug 3, 2021 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to S•••••• W••••• M••••••••• L••
left May 21, 2018, registered Mar 20, 2015 (-1158 days) · Other
S•••••• W••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 15, 2018, registered May 4, 2018 (-11 days) · RIA to affiliated broker-dealer or bank
M•••• C••••••• A••••••• S•••••• to L•• F•••••••• L••
left Apr 27, 2010, registered Apr 26, 2010 (-1 days) · Other

Signals

J••••• P•••• V•••• left O•••• W•••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-08-11)
Aug 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address