DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••••• P•••• D••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedScottsdale, Azdual registrantIAPD 4338595
Feed of 09/14/2026
Also filed as R•••••• D•••••• ••• D••••••
At current firm
0 y
since Oct 1, 2025
In the industry
23 y
since Aug 18, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 1, 2025 · Scottsdale, Az
- E•••••••• A•••••••• L•• national BDNov 2, 2012 to Oct 8, 2025 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseOct 11, 2007 to Nov 1, 2012 · Phoenix, Az
- T• A••••••••• I••• formerAug 21, 2003 to Feb 18, 2004 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 8, 2025, registered Oct 1, 2025 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to E•••••••• A•••••••• L••left Nov 1, 2012, registered Nov 2, 2012 (1 days) · Wirehouse to affiliated broker-dealer or bank
- T• A••••••••• I••• to W•••• F•••• A•••••••left Feb 18, 2004, registered Oct 11, 2007 (1331 days) · Other
Signals
- R•••••• P•••• D•••••• left E•••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-01)Oct 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address