DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• A••• D• Y••••

I••••••••• F•••••••• G••••• L••BD affiliatedRancho Cucamonga, Cadual registrantIAPD 4338926

Feed of 09/14/2026

Also filed as G••• A••• Dey••••

At current firm

8 y

since Jul 2, 2018

In the industry

25 y

since Mar 23, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Jul 2, 2018 · Rancho Cucamonga, Ca
C••••• A•••••• N••••••• L•• former
Nov 1, 2017 to Jul 6, 2018 · Arcadia, Ca
G••••• S••••••••• I••• former
Jun 13, 2008 to Nov 1, 2017 · Arcadia, Ca
S•••••••• F••••••••• I••• former
Dec 6, 2007 to Jun 13, 2008 · Arcadia, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 25, 2006 to May 18, 2007 · Pasadena, Ca
T• A••••••••• I••• former
Sep 11, 2003 to May 18, 2007 · Pasadena, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to I••••••••• F•••••••• G••••• L••
left Jul 6, 2018, registered Jul 2, 2018 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
G••••• S••••••••• I••• to C••••• A•••••• N••••••• L••
left Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
S•••••••• F••••••••• I••• to G••••• S••••••••• I•••
left Jun 13, 2008, registered Jun 13, 2008 (0 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• F••••••••• I•••
left May 18, 2007, registered Dec 6, 2007 (202 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left May 18, 2007, registered Apr 25, 2006 (-388 days) · channel change inside one enterprise, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address