DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• A•• F••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fldual registrantIAPD 4339923

Feed of 09/14/2026

Also filed as Paige Ada Smith

At current firm

1 y

since Jun 12, 2025

In the industry

25 y

since Feb 12, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jun 12, 2025 · Saint Petersburg, Fl
R•••••• J•••• • A••••••••• I••• national BD
Aug 3, 2021 to Jun 10, 2025 · St. Petersburg, Fl
C••• B•••••••• S•••••••• I••• former
Jun 27, 2018 to Aug 4, 2021 · Waverly, Ia
R•••• I••••••••• A••••••• L•• BD affiliated
Dec 16, 2016 to Mar 3, 2017 · Kentwood, Mi
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 10, 2009 to Dec 19, 2016 · Fairfield, Ia
C•••••• S••••• • C••• I••• national BD
Mar 22, 2007 to Feb 29, 2008 · Phoenix, Az
S•••••••• F••••••••• I••• former
Oct 31, 2005 to Mar 14, 2007 · Phoenix, Az
S••••••••• S••••••••• I••• unclassified
Mar 24, 2003 to Oct 31, 2005 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 10, 2025, registered Jun 12, 2025 (2 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Aug 4, 2021, registered Aug 3, 2021 (-1 days) · Affiliated broker-dealer or bank to another
R•••• I••••••••• A••••••• L•• to C••• B•••••••• S•••••••• I•••
left Mar 3, 2017, registered Jun 27, 2018 (481 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to R•••• I••••••••• A••••••• L••
left Dec 19, 2016, registered Dec 16, 2016 (-3 days) · Other
C•••••• S••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 29, 2008, registered Mar 10, 2009 (375 days) · Other
S•••••••• F••••••••• I••• to C•••••• S••••• • C••• I•••
left Mar 14, 2007, registered Mar 22, 2007 (8 days) · Other
S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move

Signals

P•••• A•• F•••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-06-12)
Jun 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address