RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••• M••••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jun 26, 2023 · Madison, Wi
- A••••• W••••• M••••••••• I••• unclassifiedNov 4, 2009 to Dec 31, 2012 · Edgerton, Wi
- R•• W••••• A••••••• L•• formerAug 25, 2009 to Jul 2, 2024 · Madison, Wi
- E••••• F•••••••• P••••••• L•• independent RIAMar 1, 2004 to Nov 5, 2009 · Madison, Wi
- F•••••••• P••••••• S•••••••• I•• unclassifiedNov 26, 2001 to Jul 2, 2003 · Madison, Wi
- R•• W••••• A••••••• L•• to A••••• W••••• M••••••••• I•••left Jul 2, 2024, registered Nov 4, 2009 (-5354 days) · Other
- A••••• W••••• M••••••••• I••• to M••••• G••••• A••••••• I•••left Dec 31, 2012, registered Jun 26, 2023 (3829 days) · Other
- E••••• F•••••••• P••••••• L•• to R•• W••••• A••••••• L••left Nov 5, 2009, registered Aug 25, 2009 (-72 days) · Other
- F•••••••• P••••••• S•••••••• I•• to E••••• F•••••••• P••••••• L••left Jul 2, 2003, registered Mar 1, 2004 (243 days) · Other
- E••• J••• M•••••••• left R•• W••••• A••••••• L•• for A••••• W••••• M••••••••• I••• (registered 2009-11-04)Jul 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address