RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E••••• B••••
- W••••••• F•••••••• independent RIA currentsince Jan 6, 2015 · Elmhurst, Il
- G•• S••••••••• I••• BD affiliatedJan 15, 2008 to Dec 31, 2013 · Palm Beach Gardens, Fl
- C••••• A••••••• L•• formerJul 18, 2007 to Jan 30, 2008 · Greenwood Village, Co
- L••••• A••••••• S•••••••• I••• unclassifiedNov 14, 2006 to Jul 18, 2007 · Elmhurst, Il
- B••••••••• P•••• S••••••••• I••• unclassifiedMay 12, 2005 to Nov 6, 2006 · Elmhurst, Il
- R•••••• O•• F••••••••• L•• unclassifiedMay 3, 2004 to Jul 13, 2005 · Elmhurst, Il
- G•• S••••••••• I••• to W••••••• F••••••••left Dec 31, 2013, registered Jan 6, 2015 (371 days) · Other
- C••••• A••••••• L•• to G•• S••••••••• I•••left Jan 30, 2008, registered Jan 15, 2008 (-15 days) · Other
- L••••• A••••••• S•••••••• I••• to C••••• A••••••• L••left Jul 18, 2007, registered Jul 18, 2007 (0 days) · Other
- B••••••••• P•••• S••••••••• I••• to L••••• A••••••• S•••••••• I•••left Nov 6, 2006, registered Nov 14, 2006 (8 days) · Other
- R•••••• O•• F••••••••• L•• to B••••••••• P•••• S••••••••• I•••left Jul 13, 2005, registered May 12, 2005 (-62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address