DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••••• F••••••••
Legal name F•• W••••• M••••••••• L•••
Latest filing May 16, 2026
First filing on the tape Aug 4, 2021 · 11 filings
SEC status approved since Sep 7, 2021
RAUM
$313M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$313M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$28.4M
derived; firm RAUM over IAPD count
Employees
21
11 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$313M as of May 16, 2026
Mar 31, 2022$133M then
HNW client RAUM$176M as of May 16, 2026
Mar 31, 2022$69.4M then
State-registered IARs (5.B.3)11 as of May 16, 2026
Mar 31, 20221 then
Employees (5.A)21 as of May 16, 2026
Mar 31, 202214 then
Private funds: no history
RAUM n/a over the last fiscal year+36% a year over three
Practice profile
derived from the filing of May 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $28.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $246,976derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $6.4M, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$176M56%
- Individuals$136M44%
- Individual clients
- 329reported
- HNW clients
- 76reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,266reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.4M for 26 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• E••••• B•••• | Elmhurst, Il | Jan 6, 2015 | 25 y | 5 |
| S••• T••••• P•••••• | Elmhurst, Il | Sep 28, 2016 | 13 y | 0 |
| S•••• E••••• B•••• | Osprey, Fl | Jul 12, 2017 | 35 y | 7 |
| R••••• C•••••• B•••• | Elmhurst, Il | Aug 31, 2017 | 26 y | 1 |
| E••• F•••••• | Elmhurst, Il | Sep 10, 2019 | 11 y | 0 |
| C•••••• M• C•••• | Elmhurst, Il | Mar 24, 2021 | 30 y | 0 |
| B•••• J• S••••••• | Elmhurst, Il | Sep 20, 2021 | 10 y | 0 |
| S•••••• G••••• F•••••• | Elmhurst, Il | Sep 26, 2022 | 13 y | 0 |
| M•••••• T••• L•••• | Elmhurst, Il | Feb 5, 2025 | 22 y | 0 |
| M••• P•••••• K•••••••••Certified Financial Planner | Elmhurst, Il | Nov 10, 2025 | 18 y | 1 |
| B•••• T••••• S•••••Certified Financial Planner | Elmhurst, Il | Nov 10, 2025 | 17 y | 4 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C•••••••• L••••• W••••• to E••••••••• I••••••••• G••••Oct 2, 2023 · RIA to RIA
- A••••• P••• R••••• to F••••••• P••••••• A•• W•••••••• A•••••••Dec 12, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- B•••• T••••• S••••• from S•• F••••••••• L••Nov 10, 2025 · RIA to RIA
- M••• P•••••• K••••••••• from E•••••••• A•••••••• L••Nov 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- A••••• P••• R••••• from C•••••• S••••• • C••• I•••Mar 23, 2019 · Affiliated broker-dealer or bank to independent RIA
- R••••• C•••••• B•••• from R•••••• O•• F••••••••• L••Aug 31, 2017 · Other
- S•••• E••••• B•••• from G••••• F•••••••• P•••••• C••••••• I•••Jul 12, 2017 · Other
- J••••• E••••• B•••• from G•• S••••••••• I•••Jan 6, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••••• E••••• · Presidentcontrolsince 01/2013 · owns 75% or more
- S•••••••• B••••• J• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- F•• C•••••••• P••••• A••••••••• L•••insurancen
- F•• I•••••••• P••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Elmhurst, Il · principal | 11 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 1 to 3Feb 5, 2026 to May 16, 2026
- Accounts · 1,087 to 1,266Jan 15, 2026 to Feb 5, 2026
- Advisory employees · 9 to 11Jan 15, 2026 to Feb 5, 2026
- Business name · F•• W••••• S••••••••• to W••••••• F••••••••Jan 15, 2026 to Feb 5, 2026
- HNW clients · 75 to 76Jan 15, 2026 to Feb 5, 2026
- Individual clients · 313 to 329Jan 15, 2026 to Feb 5, 2026
- Assets in custody · $6.4M to $6.4MJan 15, 2026 to Feb 5, 2026
- Employees · 16 to 21Jan 15, 2026 to Feb 5, 2026
- State-registered IARs · 9 to 11Jan 15, 2026 to Feb 5, 2026
- Discretionary RAUM · $237M to $313MJan 15, 2026 to Feb 5, 2026
- HNW RAUM · $149M to $176MJan 15, 2026 to Feb 5, 2026
- Individual RAUM · $88.1M to $136MJan 15, 2026 to Feb 5, 2026
- RAUM · $237M to $313MJan 15, 2026 to Feb 5, 2026
- Accounts · 950 to 1,087Feb 29, 2024 to May 1, 2025
- Advisory employees · 8 to 9Feb 29, 2024 to May 1, 2025
- Business name · F•• W••••• M••••••••• L••• to F•• W••••• S•••••••••Feb 29, 2024 to May 1, 2025
- HNW clients · 67 to 75Feb 29, 2024 to May 1, 2025
- Individual clients · 263 to 313Feb 29, 2024 to May 1, 2025
- Assets in custody · $10.8M to $6.4MFeb 29, 2024 to May 1, 2025
- Employees · 14 to 16Feb 29, 2024 to May 1, 2025
- Financial planning clients · 1-10 to 1-10Feb 29, 2024 to May 1, 2025
- State-registered IARs · 8 to 9Feb 29, 2024 to May 1, 2025
- Discretionary RAUM · $154M to $237MFeb 29, 2024 to May 1, 2025
- HNW RAUM · $82.8M to $149MFeb 29, 2024 to May 1, 2025
- Individual RAUM · $71.6M to $88.1MFeb 29, 2024 to May 1, 2025
- RAUM · $154M to $237MFeb 29, 2024 to May 1, 2025
- Accounts · 874 to 950Jul 19, 2023 to Feb 29, 2024
- Advisory employees · 9 to 8Jul 19, 2023 to Feb 29, 2024
- Advisory activities · 4 to 3Jul 19, 2023 to Feb 29, 2024
- HNW clients · 62 to 67Jul 19, 2023 to Feb 29, 2024
- Individual clients · 249 to 263Jul 19, 2023 to Feb 29, 2024
- Assets in custody · $10.3M to $10.8MJul 19, 2023 to Feb 29, 2024
- Employees · 13 to 14Jul 19, 2023 to Feb 29, 2024
- State-registered IARs · 9 to 8Jul 19, 2023 to Feb 29, 2024
- Discretionary RAUM · $125M to $154MJul 19, 2023 to Feb 29, 2024
- HNW RAUM · $62.0M to $82.8MJul 19, 2023 to Feb 29, 2024
- Individual RAUM · $63.5M to $71.6MJul 19, 2023 to Feb 29, 2024
- RAUM · $125M to $154MJul 19, 2023 to Feb 29, 2024
- Wrap assets (manager) · 0.0 to unsetJul 19, 2023 to Feb 29, 2024
- Wrap assets (sponsor) · 0.0 to unsetJul 19, 2023 to Feb 29, 2024
Signals
4 dated events
- C•••••••• L••••• W••••• left W••••••• F•••••••• for E••••••••• I••••••••• G•••• (registered 2024-01-17)Oct 2, 2023 · Advisor changed firm · fact
- T••••• S••• P•••••• (Chief Compliance Officer) no longer on Schedule A of W••••••• F•••••••• (listed 2022-11-17, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- J Brian Szymczak (Chief Compliance Officer) appeared on Schedule A of W••••••• F••••••••Mar 28, 2023 · Control person joined · fact
- F•• W••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Aug 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 630-993-8200reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/wellment-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- yourwellment.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 630-993-8200reportedpublic record, Form ADV, May 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026