N••••••• R•••••• S•••••••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since May 3, 2016 · Salem, Nh
• P•••••• A•••••• G••••• L•• BD affiliated
  Dec 6, 2012 to Apr 29, 2016 · Windham, Nh
• C••••••••• F•••••••• N•••••• national BD
  Sep 15, 2006 to Nov 29, 2012 · Waltham, Ma
• C••••• A•••••• N••••••• L•• former
  Feb 11, 2005 to Sep 18, 2006 · Hudson, Nh

• P•••••• A•••••• G••••• L•• to M•• I•••••••• S•••••••• L••
  left Apr 29, 2016, registered May 3, 2016 (4 days) · Other
• C••••••••• F•••••••• N•••••• to P•••••• A•••••• G••••• L••
  left Nov 29, 2012, registered Dec 6, 2012 (7 days) · Other
• C••••• A•••••• N••••••• L•• to C••••••••• F•••••••• N••••••
  left Sep 18, 2006, registered Sep 15, 2006 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address