DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nichol Stimac

Wells Fargo AdvisorswirehouseNaperville, Ildual registrantIAPD 4344269

Feed of 09/14/2026

Also filed as Nichol M Porcelli

At current firm

1 y

since Aug 29, 2025

In the industry

24 y

since Mar 28, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Aug 29, 2025 · Naperville, Il
Fifth Third Securities, Inc. BD affiliated
May 27, 2022 to Aug 19, 2025 · Oak Brook, Il
Ameriprise Financial Services, LLC national BD
May 29, 2020 to Jun 23, 2022 · Minneapolis, Mn
Pnc Wealth Management BD affiliated
May 28, 2014 to May 18, 2020 · Chicago, Il
Manulife Investment Management (US) LLC asset manager
Nov 18, 2010 to Feb 3, 2011 · Boston, Ma
Citigroup Global Markets Inc. BD affiliated
Feb 6, 2003 to Sep 10, 2004 · Durham, Nc
Prudential Equity Group, LLC unclassified
Jul 9, 2002 to Feb 4, 2003 · Raleigh, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 28, 2002 to Jul 3, 2002 · Raleigh , Nc

Moves

a registration end followed by a registration begin elsewhere

Fifth Third Securities, Inc. to Wells Fargo Advisors
left Aug 19, 2025, registered Aug 29, 2025 (10 days) · Affiliated broker-dealer or bank to wirehouse
Ameriprise Financial Services, LLC to Fifth Third Securities, Inc.
left Jun 23, 2022, registered May 27, 2022 (-27 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to Ameriprise Financial Services, LLC
left May 18, 2020, registered May 29, 2020 (11 days) · Affiliated broker-dealer or bank to another
Manulife Investment Management (US) LLC to Pnc Wealth Management
left Feb 3, 2011, registered May 28, 2014 (1210 days) · Other
Citigroup Global Markets Inc. to Manulife Investment Management (US) LLC
left Sep 10, 2004, registered Nov 18, 2010 (2260 days) · Other
Prudential Equity Group, LLC to Citigroup Global Markets Inc.
left Feb 4, 2003, registered Feb 6, 2003 (2 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Prudential Equity Group, LLC
left Jul 3, 2002, registered Jul 9, 2002 (6 days) · Other

Signals

Nichol Stimac left Fifth Third Securities, Inc. for Wells Fargo Advisors (registered 2025-08-29)
Aug 19, 2025 · Advisor changed firm · fact
Nichol Stimac left Ameriprise Financial Services, Llc for Fifth Third Securities, Inc. (registered 2022-05-27)
Jun 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address