RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Steven Thomas Dean
- Professional profile
- baldwin-llc.com/staff-member/steven-deanreportedbaldwin-llc.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Baldwin Wealth Partners, LLC independent RIA currentsince Jul 1, 2024 · Revere, Ma
- Klr Investment Advisors, LLC formerJun 14, 2023 to Jul 2, 2024 · Providence, Ri
- Beck Bode LLC independent RIAFeb 15, 2023 to Apr 25, 2023 · Dedham, Ma
- Citizens Securities, Inc. BD affiliatedApr 11, 2013 to Jul 14, 2014 · Canton, Ma
- Tower Square Securities, Inc. formerNov 2, 2012 to Apr 3, 2013 · West Hartford, Ct
- Msi Financial Services, Inc. formerNov 2, 2012 to Apr 3, 2013 · West Hartford, Ct
- Walnut Street Securities, Inc. formerNov 2, 2012 to Apr 3, 2013 · West Hartford, Ct
- New England Securities Corporation formerNov 2, 2012 to Apr 3, 2013 · West Hartford, Ct
- Commonwealth Financial Network national BDMar 14, 2011 to Sep 26, 2011 · Waltham, Ma
- Voya Financial Partners, LLC formerMar 3, 2005 to Mar 29, 2006 · Hartford, Ct
- Commonwealth Financial Network national BDOct 6, 2004 to Feb 22, 2005 · Waltham, Ma
- Klr Investment Advisors, LLC to Baldwin Wealth Partners, LLCleft Jul 2, 2024, registered Jul 1, 2024 (-1 days) · RIA to RIA
- Beck Bode LLC to Klr Investment Advisors, LLCleft Apr 25, 2023, registered Jun 14, 2023 (50 days) · RIA to RIA
- Citizens Securities, Inc. to Beck Bode LLCleft Jul 14, 2014, registered Feb 15, 2023 (3138 days) · Other
- New England Securities Corporation to Tower Square Securities, Inc.left Apr 3, 2013, registered Nov 2, 2012 (-152 days) · channel change inside one enterprise, not a move
- Msi Financial Services, Inc. to Citizens Securities, Inc.left Apr 3, 2013, registered Apr 11, 2013 (8 days) · Other
- Walnut Street Securities, Inc. to Msi Financial Services, Inc.left Apr 3, 2013, registered Nov 2, 2012 (-152 days) · Other
- Tower Square Securities, Inc. to Walnut Street Securities, Inc.left Apr 3, 2013, registered Nov 2, 2012 (-152 days) · Other
- Commonwealth Financial Network to New England Securities Corporationleft Sep 26, 2011, registered Nov 2, 2012 (403 days) · Other
- Voya Financial Partners, LLC to Commonwealth Financial Networkleft Mar 29, 2006, registered Mar 14, 2011 (1811 days) · Other
- Commonwealth Financial Network to Voya Financial Partners, LLCleft Feb 22, 2005, registered Mar 3, 2005 (9 days) · Other
- Steven Thomas Dean left Klr Investment Advisors, Llc for Baldwin Wealth Partners, Llc (registered 2024-07-01)Jul 2, 2024 · Advisor changed firm · fact
- Steven Thomas Dean left Beck Bode Llc for Klr Investment Advisors, Llc (registered 2023-06-14)Apr 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address