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Registered advisor
K•••• M••••••• K•••••
Feed of 09/15/2026
Also filed as K•••• M••••••• Moron-Phillips
At current firm
10 y
since Nov 2, 2015
In the industry
22 y
since Apr 2, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Nov 2, 2015 · Martinez, Ga
- S••••••••• A•••••• A•••••••• I••• formerNov 14, 2013 to Oct 27, 2015 · Augusta, Ga
- O•••• F•• I••• formerJun 7, 2011 to Nov 8, 2013 · Pooler, Ga
- S••••••••• A•••••• A•••••••• I••• formerSep 26, 2005 to Jul 1, 2011 · Augusta, Ga
- E•••••••• A•••••••• L•• national BDJul 22, 2004 to Jul 26, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to I••••••••• F•••••••• G••••• L••left Oct 27, 2015, registered Nov 2, 2015 (6 days) · Other · moved with a team
- O•••• F•• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 8, 2013, registered Nov 14, 2013 (6 days) · Other
- S••••••••• A•••••• A•••••••• I••• to O•••• F•• I•••left Jul 1, 2011, registered Jun 7, 2011 (-24 days) · Other
- E•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jul 26, 2005, registered Sep 26, 2005 (62 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address