RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••••• W•••
- V••• R••••••••• A•••••••• L•• other currentsince May 5, 2021 · Windsor, Ct
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Feb 17, 2016 · North Las Vegas, Nv
- C••• B•••••••• S•••••••• I••• formerMay 1, 2014 to Dec 26, 2014 · Las Vegas, Nv
- M••••• S•••••• • C•• L•• unclassifiedJul 2, 2008 to Aug 4, 2008 · Henderson, Nv
- B•• M••••• S••••••••• C••••••••• otherJun 11, 2004 to Mar 5, 2007 · Uniondale, Ny
- C••• B•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Dec 26, 2014, registered Feb 17, 2016 (418 days) · Other
- M••••• S•••••• • C•• L•• to C••• B•••••••• S•••••••• I•••left Aug 4, 2008, registered May 1, 2014 (2096 days) · Other
- B•• M••••• S••••••••• C••••••••• to M••••• S•••••• • C•• L••left Mar 5, 2007, registered Jul 2, 2008 (485 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address