DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Patrick Andre Sier

Independent Financial PartnersBD affiliatedTampa, Fl IA-onlyIAPD 4348763

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Oct 23, 2024

In the industry

25 y

since May 4, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Partners BD affiliated current
since Oct 23, 2024 · Tampa, Fl
Scf Investment Advisors, Inc. former
Jan 10, 2014 to Oct 22, 2024 · Fresno, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 15, 2010 to Dec 3, 2013 · Providence, Ri
Morgan Stanley wirehouse
Jun 1, 2009 to Oct 11, 2010 · Providence, Ri
Morgan Stanley & Co. LLC unclassified
Apr 18, 2008 to Jun 1, 2009 · Providence, Ri
UBS Financial Services Inc. wirehouse
Aug 15, 2001 to Apr 29, 2008 · Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

Scf Investment Advisors, Inc. to Independent Financial Partners
left Oct 22, 2024, registered Oct 23, 2024 (1 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Scf Investment Advisors, Inc.
left Dec 3, 2013, registered Jan 10, 2014 (38 days) · Other
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 11, 2010, registered Nov 15, 2010 (35 days) · Wirehouse to wirehouse
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Morgan Stanley & Co. LLC
left Apr 29, 2008, registered Apr 18, 2008 (-11 days) · Other

Signals

Patrick Andre Sier left Scf Investment Advisors, Inc. for Independent Financial Partners (registered 2024-10-23)
Oct 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address