DFX Intelligence
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Feed of 09/22/2026
Also filed as B•• M•••••• A•••••
At current firm
0 y
since Sep 21, 2026
In the industry
25 y
since May 26, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••• independent RIA currentsince Sep 21, 2026 · Beachwood, Oh
- P•• W••••• M••••••••• BD affiliatedJan 24, 2006 to Aug 3, 2026 · New Kensington, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to O•••••••left Aug 3, 2026, registered Sep 21, 2026 (49 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedSep 21, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address