DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• M••••• J••••••

P•• W••••• M•••••••••BD affiliatedPotomac, Mddual registrantIAPD 4353796

Feed of 09/14/2026

Also filed as R•••• M J••••••

At current firm

0 y

since Jan 30, 2026

In the industry

25 y

since Jun 21, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Jan 30, 2026 · Potomac, Md
W•••• F•••• A••••••• wirehouse
Apr 15, 2024 to Dec 24, 2025 · Bethesda, Md
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 9, 2019 to Apr 18, 2024 · Washington, Dc
C•••••• O•• A•••••••• L•• former
Jan 28, 2015 to May 2, 2018 · Laurel, Md
C•••••• O•• F•••••••• A••••••• L•• unclassified
Apr 27, 2010 to Jan 28, 2015 · Melville, Ny
C•••• C•••• F•••••••• S••••••• unclassified
Jun 28, 2002 to May 7, 2010 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to P•• W••••• M•••••••••
left Dec 24, 2025, registered Jan 30, 2026 (37 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Apr 18, 2024, registered Apr 15, 2024 (-3 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• O•• A•••••••• L•• to C•••••••• G••••• M•••••• I•••
left May 2, 2018, registered Jan 9, 2019 (252 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••
left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
C•••• C•••• F•••••••• S••••••• to C•••••• O•• F•••••••• A••••••• L••
left May 7, 2010, registered Apr 27, 2010 (-10 days) · corporate re-registration, not a move

Signals

R•••• M••••• J•••••• left W•••• F•••• A••••••• for P•• W••••• M••••••••• (registered 2026-01-30)
Dec 24, 2025 · Advisor changed firm · fact
R•••• M••••• J•••••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2024-04-15)
Apr 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address