DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• L•••• S••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedMerrimac, Madual registrantIAPD 4355085

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kisten L•••• Smith

At current firm

0 y

since Jun 16, 2026

In the industry

24 y

since Dec 5, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jun 16, 2026 · Merrimac, Ma
C••••••••• F•••••••• N•••••• national BD
Sep 22, 2014 to Jun 17, 2026 · Wakefield, Ma
M••••• S•••••• wirehouse
Jan 29, 2010 to Dec 31, 2013 · Middleton, Ma
Q•••• • R•••••• I••• unclassified
Jul 15, 2003 to Oct 23, 2003 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jun 17, 2026, registered Jun 16, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• to C••••••••• F•••••••• N••••••
left Dec 31, 2013, registered Sep 22, 2014 (265 days) · Wirehouse to affiliated broker-dealer or bank
Q•••• • R•••••• I••• to M••••• S••••••
left Oct 23, 2003, registered Jan 29, 2010 (2290 days) · Other

Signals

K•••••• L•••• S•••• left C••••••••• F•••••••• N•••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-06-16)
Jun 17, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address