DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Arik Kermit Peterson
Certified Financial Planner
Feed of 09/15/2026
Also filed as Arik Kermit Peterson
At current firm
1 y
since Jan 29, 2025
In the industry
24 y
since Apr 30, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Nectarine no RAUM currentsince Jan 29, 2025 · Fort Collins, Co
- Principal Asset Management otherAug 4, 2016 to Jan 16, 2020 · Des Moines, Ia
- Principal Securities, Inc. BD affiliatedMay 5, 2008 to Mar 19, 2015 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Principal Asset Management to Nectarineleft Jan 16, 2020, registered Jan 29, 2025 (1840 days) · Other
- Principal Securities, Inc. to Principal Asset Managementleft Mar 19, 2015, registered Aug 4, 2016 (504 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address