DFX Intelligence
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Registered advisor
J•••• M• F•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
16 y
since May 14, 2010
In the industry
25 y
since Mar 19, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince May 14, 2010 · Bettendorf, Ia
- M••••• S•••••• wirehouseJun 1, 2009 to May 13, 2010 · Davenport, Ia
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 12, 2007 to Jun 1, 2009 · Davenport, Ia
- C•••••• T•••• B••• unclassifiedFeb 4, 2002 to Jul 27, 2007 · Erie, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to P•••••••• S••••••••• I•••left May 13, 2010, registered May 14, 2010 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C•••••• T•••• B••• to C•••••••• G••••• M•••••• I•••left Jul 27, 2007, registered Nov 12, 2007 (108 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address