DFX Intelligence
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Registered advisor
J••••• P•••• B•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J••••• P• B••••••••• B•••••
At current firm
4 y
since Jan 28, 2022
In the industry
24 y
since Jul 10, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 28, 2022 · Creve Coeur, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 4, 2014 to Jan 31, 2022 · Saint Louis, Mo
- P•• W••••• M••••••••• BD affiliatedJan 29, 2014 to Aug 14, 2014 · Clayton, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 11, 2013 to Jan 22, 2014 · Saint Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDJul 10, 2002 to Jan 13, 2003 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to E••••• J••••left Jan 31, 2022, registered Jan 28, 2022 (-3 days) · Other
- P•• W••••• M••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 14, 2014, registered Sep 4, 2014 (21 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to P•• W••••• M•••••••••left Jan 22, 2014, registered Jan 29, 2014 (7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 13, 2003, registered Apr 11, 2013 (3741 days) · Other
Signals
- ••• LockedJan 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address