DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sanford Michael Fisch
Feed of 09/15/2026
Also filed as Sandy Fisch
At current firm
2 y
since Apr 11, 2024
In the industry
36 y
since Oct 1, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Integrity Advisory Solutions independent RIA currentsince Apr 11, 2024 · San Diego, Ca
- Integrity Alliance, LLC BD affiliatedNov 29, 2023 to Sep 3, 2024 · Urbandale, Ia
- 1st Global Advisors Inc formerOct 17, 2002 to Mar 1, 2016 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Integrity Alliance, LLC to Integrity Advisory Solutionsleft Sep 3, 2024, registered Apr 11, 2024 (-145 days) · Affiliated broker-dealer or bank to independent RIA
- 1st Global Advisors Inc to Integrity Alliance, LLCleft Mar 1, 2016, registered Nov 29, 2023 (2829 days) · Other
Signals
- Sanford Michael Fisch left Integrity Alliance, Llc for Integrity Advisory Solutions (registered 2024-04-11)Sep 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address