DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Integrity Advisory Solutions

Independent wealth managerDallas, TexasCRD 288817SEC 801-123090websiteIAPD
Legal name Integrity Advisory Solutions, LLC
Latest filing Jun 11, 2026
First filing on the tape Dec 21, 2021 · 35 filings
SEC status approved since Jan 20, 2022
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.1B individuals and HNW
Advisors
128
registered through the firm on IAPD
RAUM per advisor
$8.6M
derived; firm RAUM over IAPD count
Employees
113
108 advisory (5.B.1)
Offices
100
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.1B as of Jun 11, 2026
Mar 30, 2023$129M then
HNW client RAUM$637M as of Jun 11, 2026
Mar 30, 2023$84.2M then
State-registered IARs (5.B.3)108 as of Jun 11, 2026
Mar 30, 202317 then
Employees (5.A)113 as of Jun 11, 2026
Mar 30, 202318 then
Private funds: no history
RAUM +115% over the last fiscal year+105% a year over threeIARs 84 to 108offices 71 to 100
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
RAUM per advisor
$8.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
19derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$266,342derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.9derivedItem 5.A over advisors
Advisors per office
1.3derived101 offices incl. principal (1.F.5)
RAUM growth, one year
+115%derivedbetween the last two annual amendments
Advisor growth, one year
+29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Wrap fee program
$40.1MreportedItem 5.I
Custody
$299M, 685 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$637M58%
  • Individuals$435M39%
  • Corporations and businesses$25.2M2.3%
  • Pension and profit-sharing plans$5.7M0.5%
  • State and municipal entities$376,6570.0%
  • Charitable organizations$59,6340.0%
Individual clients
2,137reported
HNW clients
250reported
Pension plan clients
17reported
Charitable clients
n/areported
Accounts
4,143reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$299M for 685 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
112 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jeffrey Scott SchulzAsheville, Nc Aug 22, 202218 y1
Ryshard GrzankaDallas, Tx Oct 12, 202214 y1
Michael Robert WeyenbergRaleigh, Nc Dec 20, 202211 y0
William Bradford FlowersWilliamston, Sc Jan 24, 202322 y6
Victor Anthony BanksMarietta, Ga Aug 17, 202322 y8
Belle Marie CrausePuyallup, Wa Aug 25, 202310 y0
Emily Katz CardilloRaleigh, Nc Sep 14, 202313 y0
Nelson Clifford BaxleyEl Centro, Ca Feb 15, 202414 y1
Douglas Russell EverettBurlington, Nc Feb 15, 202432 y0
Jesse Perry BlackDallas, Tx Mar 4, 202420 y1
Brandon Michael BulesPuyallup, Wa Mar 5, 202434 y0
Steven Jay PuckettDallas, Tx Mar 13, 202410 y3
Jacob CrauseDallas, Tx Mar 18, 202433 y0
Gina Marie LeguriaDallas, Tx Mar 19, 202416 y1
Jonathan LinfordDallas, Tx Mar 21, 202410 y0
Paul Allen KraftIndianapolis, In Mar 23, 202436 y3
Joshua Kent CrawfordPort St Lucie, Fl Mar 28, 202412 y3
Justin M KennedyDallas, Tx Mar 28, 202415 y0
John Randall PotterCharlotte, Nc Apr 5, 202414 y3
Cornelius Joseph O'ReillyStaten Island, Ny Apr 11, 202412 y2
Stephen Michael WaltarBellevue, Wa Apr 11, 202425 y2
Sanford Michael FischDallas, Tx Apr 11, 202436 y2
Miriam AbrahamAirmont, Ny Apr 11, 202418 y1
James Andrew MillerWorcester, Ma Apr 16, 202431 y2
Michael Paul RobinsonDallas, Tx Apr 19, 202440 y0
Adam JohnsonEagan, Mn Apr 22, 202413 y0
Scott P SchomerEl Segundo, Ca Apr 23, 202421 y2
Marcus Iyobosa EgieborDallas, Tx Apr 24, 202414 y1
Ronald Wayne MorrisonMetairie, La Apr 29, 202421 y0
Maritess Tamunday BottRolling Meadows, Il May 3, 202419 y1
Robert George ArmstrongFriendsville, Tn May 14, 202449 y1
Daniel A DebruyckereDallas, Tx May 28, 202416 y0
Sean A RuggieroCoeur D'Alene, Id May 30, 202414 y3
Benjamin West HunsakerCarefree, Az Jun 6, 202421 y0
Stephen Anthony MendelDallas, Tx Jun 11, 202424 y1
Angela Graciela RiddleDallas, Tx Jun 24, 202411 y0
Edward W LovatoDallas, Tx Jun 28, 202412 y0
Andrew Robert SmithPort St Lucie, Fl Jul 9, 202412 y0
Spencer RidleyPort Hueneme, Ca Aug 2, 202412 y0
Eric RidleyFlagstaff, Az Aug 2, 202415 y0
All 112 advisors at Integrity Advisory Solutions
Advisor movement
5 left, 17 joined in 12 months
net +12 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 3.9% of current headcount11 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Edward Brian Aukes · Presidentcontrol
      since 04/2025 · owns less than 5%
    • Aaron Christopher Merla · Head Of Operationscontrol
      since 11/2025 · owns less than 5%
    • Belma Mujdzic · Operations Directorcontrol
      since 02/2024 · owns less than 5%
    • Stuart Christopher Norris · Presidentcontrol
      since 07/2017 · owns less than 5%
    • Allen Andrew Osby · Chief Investment Officercontrol
      since 02/2024 · owns less than 5%
    • Paul Robert Slomin · Chief Compliance Officercontrol
      since 02/2024 · owns less than 5%
    • Renee Michelle Stockman · Chief Compliance Officercontrol
      since 04/2025 · owns less than 5%
    Entity owners
    • Integrity Wealth, LLC · Member
      direct · owns 75% or more
    • Integrity Marketing Acquisition, LLC · Indirect Owner
      indirect · owns 75% or more of Integrity Marketing Partners, LLC
    • Integrity Marketing Intermediate, LLC · Indirect Owner
      indirect · owns 75% or more of Integrity Marketing Acquisition, LLC
    • Integrity Marketing Parent, LLC · Indirect Owner
      indirect · owns 75% or more of Integrity Marketing Intermediate, LLC
    • Integrity Marketing Partners, LLC · Indirect Owner
      indirect · owns 75% or more of Integrity Wealth, LLC
    • Integrity, LLC · Indirect Owner
      indirect · owns 75% or more of Integrity Marketing Parent, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Integrity Advisory Solutions as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Dallas, Tx · principal127283
    Urbandale, Ia1531
    Columbia, Mo700
    Annapolis, Md300
    Puyallup, Wa300
    Federal Way, Wa300
    Huntersville, Nc200
    Mesa, Az200
    Modesto, Ca210
    Mooresville, Nc220
    Petaluma, Ca200
    Port St Lucie, Fl200
    Raleigh, Nc200
    Uniontown, Oh200
    Middleton, Wi200
    Burlington, Nc200
    Coon Rapids, Mn220
    Gilbert, Az210
    Haddonfield, Nj210
    Houston, Tx200
    Offices
    Schedule D 1.F, the 25 largest
    • Urbandale, IA16 employees
    • Red Bank, NJ1 employees
    • Tampa, FL1 employees
    • , 1 employees
    ADV anomalies
    9 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Jun 11, 2026
      STOCKMAN, MICHELLE, RENEE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-06-25 and 2026-06-11
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jun 11, 2026
      SLOMIN, ROBERT, PAUL (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-06-25 and 2026-06-11
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jun 11, 2026
      NORRIS, CHRISTOPHER, STUART (PRESIDENT) left Schedule A between the filings of 2024-06-25 and 2026-06-11
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jun 11, 2026
      MERLA, CHRISTOPHER, AARON (HEAD OF OPERATIONS) appeared on Schedule A between the filings of 2024-06-25 and 2026-06-11
      peers: independent wealth managers, $1B to $5B (1,360)
    • growth on all axesCombination · filing Apr 28, 2026
      RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $512,263,824 to $1,103,455,772, advisors 84 to 108, private clients 2377 to 2387, offices 71 to 100 (2025-04-24 to 2026-04-28)
      peers: independent wealth managers, $1B to $5B (1,360)
    • RAUM up clients flatCombination · filing Apr 28, 2026
      RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $512,263,824 to $1,103,455,772, advisors 84 to 108, private clients 2377 to 2387, offices 71 to 100 (2025-04-24 to 2026-04-28)
      peers: independent wealth managers, $1B to $5B (1,360)
    • account count surgeChange between filings · filing Apr 28, 2026
      accounts (Item 5.F.2.f) moved from 2,709.0 to 4,143.0 (+53.0%) between the annual amendments of 2025-04-24 and 2026-04-28; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
    • HNW share shiftChange between filings · filing Apr 28, 2026
      HNW share of RAUM moved from 21.0% to 58.0% between the annual amendments of 2025-04-24 and 2026-04-28
      peers: independent wealth managers, $1B to $5B (1,360)
    • RAUM up 50 %Change between filings · filing Apr 28, 2026
      RAUM (Item 5.F) moved from $512,263,824 to $1,103,455,772 (+115.0%) between the annual amendments of 2025-04-24 and 2026-04-28; the peer median change was +17.0% (1297 comparable advisers, 98.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,297) · 98% percentile
    What changed
    consecutive filings, newest first
    • HQ state · IA to TX
      May 20, 2026 to Jun 11, 2026
    • HQ state · TX to IA
      Mar 31, 2026 to Apr 28, 2026
    • Accounts · 2,709 to 4,143
      Jan 15, 2026 to Mar 31, 2026
    • Advisory employees · 90 to 108
      Jan 15, 2026 to Mar 31, 2026
    • Advisory activities · 4 to 5
      Jan 15, 2026 to Mar 31, 2026
    • BD registered reps · 22 to 4
      Jan 15, 2026 to Mar 31, 2026
    • Corporate clients · 50 to 24
      Jan 15, 2026 to Mar 31, 2026
    • HNW clients · 145 to 250
      Jan 15, 2026 to Mar 31, 2026
    • Individual clients · 2,232 to 2,137
      Jan 15, 2026 to Mar 31, 2026
    • Pension plan clients · unset to 17.0
      Jan 15, 2026 to Mar 31, 2026
    • Assets in custody · $93.1M to $299M
      Jan 15, 2026 to Mar 31, 2026
    • Employees · 90 to 113
      Jan 15, 2026 to Mar 31, 2026
    • Insurance-licensed employees · 24 to 4
      Jan 15, 2026 to Mar 31, 2026
    • Financial planning clients · 0 to 11-25
      Jan 15, 2026 to Mar 31, 2026
    • State-registered IARs · 84 to 108
      Jan 15, 2026 to Mar 31, 2026
    • Other offices · 71 to 100
      Jan 15, 2026 to Mar 31, 2026
    • Discretionary RAUM · $512M to $1.1B
      Jan 15, 2026 to Mar 31, 2026
    • HNW RAUM · $108M to $637M
      Jan 15, 2026 to Mar 31, 2026
    • Individual RAUM · $386M to $435M
      Jan 15, 2026 to Mar 31, 2026
    • Pension RAUM · unset to 5681453.0
      Jan 15, 2026 to Mar 31, 2026
    • RAUM · $512M to $1.1B
      Jan 15, 2026 to Mar 31, 2026
    • Wrap assets (sponsor) · $28.7M to $0
      Jan 15, 2026 to Mar 31, 2026
    • Assets in custody · unset to 93118848.0
      Apr 24, 2025 to Sep 16, 2025
    • Custody of client assets · false to true
      Apr 24, 2025 to Sep 16, 2025
    • Financial planning clients · 0 to 0
      Apr 24, 2025 to Sep 16, 2025
    • Accounts · 783 to 2,709
      Oct 24, 2024 to Apr 24, 2025
    • Advisory employees · 39 to 90
      Oct 24, 2024 to Apr 24, 2025
    • BD registered reps · 23 to 22
      Oct 24, 2024 to Apr 24, 2025
    • Corporate clients · unset to 50.0
      Oct 24, 2024 to Apr 24, 2025
    • HNW clients · 8 to 145
      Oct 24, 2024 to Apr 24, 2025
    • Individual clients · 559 to 2,232
      Oct 24, 2024 to Apr 24, 2025
    • Employees · 39 to 90
      Oct 24, 2024 to Apr 24, 2025
    • Insurance-licensed employees · 17 to 24
      Oct 24, 2024 to Apr 24, 2025
    • State-registered IARs · 35 to 84
      Oct 24, 2024 to Apr 24, 2025
    • Other offices · 13 to 71
      Oct 24, 2024 to Apr 24, 2025
    • Discretionary RAUM · $147M to $512M
      Oct 24, 2024 to Apr 24, 2025
    • HNW RAUM · $83.5M to $108M
      Oct 24, 2024 to Apr 24, 2025
    • Individual RAUM · $64.0M to $386M
      Oct 24, 2024 to Apr 24, 2025
    • RAUM · $147M to $512M
      Oct 24, 2024 to Apr 24, 2025
    • Wrap assets (sponsor) · $0 to $28.7M
      Oct 24, 2024 to Apr 24, 2025
    Signals
    40 dated events
    • Sean A Ruggiero no longer holds an investment adviser registration (last listed at Integrity Advisory Solutions on the 2026-09-14 feed)
      Sep 14, 2026 · Advisor registration ended · derived
    • 3 advisors left Namcoa (Mooresville, NC) for Integrity Advisory Solutions on the same day
      Aug 5, 2026 · Team lift-out · derived
    • Brantley Dexton Whitley left Integrity Advisory Solutions for Income Focus Advisors Llc (registered 2026-05-05)
      May 11, 2026 · Advisor changed firm · fact
    • Integrity Advisory Solutions reported 100 offices beyond its principal office, up from 71 (2026-01-15 to 2026-03-31)
      Mar 31, 2026 · Office count change · derived
    • Integrity Advisory Solutions reported 108 state-registered advisory representatives, up from 84 (2026-01-15 to 2026-03-31)
      Mar 31, 2026 · Advisor headcount change · derived
    • Integrity Advisory Solutions reported RAUM $1.1B, up 115% from $512.3M (2026-01-15 to 2026-03-31)
      Mar 31, 2026 · RAUM change · derived
    • Michael James Beyersdorf left Integrity Advisory Solutions for Creativeone Wealth, Llc (registered 2026-03-04)
      Mar 6, 2026 · Advisor changed firm · fact
    • Sangmin Kim left Integrity Advisory Solutions for Creativeone Wealth, Llc (registered 2026-02-02)
      Feb 12, 2026 · Advisor changed firm · fact
    • David Alan Henry left Integrity Advisory Solutions for Principal Securities, Inc. (registered 2025-12-03)
      Feb 3, 2026 · Advisor changed firm · fact
    • Samuel D Shinn left Integrity Advisory Solutions for Cambridge Investment Research Advisors, Inc. (registered 2026-08-12)
      Sep 18, 2025 · Advisor changed firm · fact
    • Joseph Roman Anderson left Integrity Advisory Solutions for Forest Park Capital Llc (registered 2025-07-18)
      Jul 17, 2025 · Advisor changed firm · fact
    • Ariel Marie Bean left Integrity Advisory Solutions for Tucker Asset Management Llc (registered 2025-06-24)
      Jun 24, 2025 · Advisor changed firm · fact
    • Mitchell Monson left Integrity Advisory Solutions for Financial Gravity Family Office Services, Llc (registered 2025-07-14)
      Jun 16, 2025 · Advisor changed firm · fact
    • Jarvis Financial's advisors moved to Integrity Advisory Solutions (Federal Way, WA): 3 of 3 registered, on the same day
      Apr 25, 2025 · Firm absorbed (people side) · derived
    • Integrity Advisory Solutions reported 71 offices beyond its principal office, up from 13 (2024-10-24 to 2025-04-24)
      Apr 24, 2025 · Office count change · derived
    • Integrity Advisory Solutions reported 84 state-registered advisory representatives, up from 35 (2024-10-24 to 2025-04-24)
      Apr 24, 2025 · Advisor headcount change · derived
    • Integrity Advisory Solutions reported RAUM $512.3M, up 247% from $147.5M (2024-10-24 to 2025-04-24)
      Apr 24, 2025 · RAUM change · derived
    • 2 advisors left Price Wealth Coaching LLC (Haddonfield, NJ) for Integrity Advisory Solutions on the same day
      Apr 16, 2025 · Team lift-out · derived
    • 4 advisors left WR Wealth Planners LLC (Columbia, MO) for Integrity Advisory Solutions on the same day
      Mar 27, 2025 · Team lift-out · derived
    • 2 advisors left Clock Tower Wealth Management, Inc. (Petaluma, CA) for Integrity Advisory Solutions on the same day
      Mar 13, 2025 · Team lift-out · derived
    • Shannon Dean Schofield left Integrity Advisory Solutions for Invesco Advisers, Inc. (registered 2025-02-05)
      Jan 31, 2025 · Advisor changed firm · fact
    • 2 advisors left Alphastar Capital Management (Cornelius, NC) for Integrity Advisory Solutions within 13 days
      Jan 31, 2025 · Team lift-out · derived
    • Jonathan Scott Cooper left Integrity Advisory Solutions for Joy Equity Management Llc (registered 2025-06-02)
      Aug 13, 2024 · Advisor changed firm · fact
    • Integrity Advisory Solutions reported 35 state-registered advisory representatives, up from 15 (2023-12-01 to 2024-02-23)
      Feb 23, 2024 · Advisor headcount change · derived
    • Paul Robert Slomin (Chief Compliance Officer) appeared on Schedule A of Integrity Advisory Solutions
      Feb 23, 2024 · Control person joined · fact
    • Edward Brian Aukes (Chief Administrative Officer) appeared on Schedule A of Integrity Advisory Solutions
      Feb 23, 2024 · Control person joined · fact
    • Allen Andrew Osby (Chief Investment Officer) appeared on Schedule A of Integrity Advisory Solutions
      Feb 23, 2024 · Control person joined · fact
    • Belma Mujdzic (Chief Operations Officer) appeared on Schedule A of Integrity Advisory Solutions
      Feb 23, 2024 · Control person joined · fact
    • Cameron Shawn Graham left Integrity Advisory Solutions for Foundations Investment Advisors Llc (registered 2024-02-29)
      Jan 10, 2024 · Advisor changed firm · fact
    • Caleb Riley left Integrity Advisory Solutions for Allstate Financial Advisors, Llc (registered 2023-09-29)
      Sep 6, 2023 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@integritywealthsolutions.comreportedpublished by the firm, firm site, Sep 17, 2026
    Website
    integritywealthsolutions.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    (214) 919-2165reportedpublic record, Form ADV, Jun 11, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $8.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026