DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• P•••••••

M••••• S••••••wirehousePalo Alto, Cadual registrantIAPD 4359409

Feed of 09/14/2026

Also filed as Christopher Michael Phillips

At current firm

1 y

since Aug 1, 2025

In the industry

25 y

since Jun 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Aug 1, 2025 · Palo Alto, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 4, 2022 to Aug 4, 2025 · Palo Alto, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
May 5, 2020 to Mar 19, 2022 · Mountain View, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to May 1, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jul 19, 2007 to Jul 13, 2018 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Aug 4, 2025, registered Aug 1, 2025 (-3 days) · Wirehouse to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 19, 2022, registered Aug 4, 2022 (138 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

C••••••••• P••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2025-08-01)
Aug 4, 2025 · Advisor changed firm · fact
C••••••••• P••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-08-04)
Mar 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address