RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• M•••••• A•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 8, 2026 · Baton Rouge, La
- E••••• J•••• national BDSep 15, 2016 to Jul 9, 2026 · Baton Rouge, La
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 15, 2016 · Baton Rouge, La
- C•••• I••••••••• S••••••• C•••• formerNov 14, 2007 to Oct 1, 2012 · Baton Rouge, La
- C•••••• O•• I••••••••• L•• unclassifiedNov 5, 2007 to Nov 16, 2007 · Baton Rouge, La
- M••••• K••••• • C••••••• L•• formerAug 1, 2006 to Nov 7, 2007 · New Roads, La
- C•••• I••••••••• S••••••• C•••• formerJul 27, 2006 to Aug 3, 2006 · Baton Rouge, La
- E••••• J•••• to C••••• I••••••••• A••••••• L••left Jul 9, 2026, registered Jul 8, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to E••••• J••••left Sep 15, 2016, registered Sep 15, 2016 (0 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- C•••••• O•• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left Nov 16, 2007, registered Nov 14, 2007 (-2 days) · Other
- M••••• K••••• • C••••••• L•• to C•••••• O•• I••••••••• L••left Nov 7, 2007, registered Nov 5, 2007 (-2 days) · Other
- C•••• I••••••••• S••••••• C•••• to M••••• K••••• • C••••••• L••left Aug 3, 2006, registered Aug 1, 2006 (-2 days) · Other
- C••• M•••••• A••••• left E••••• J•••• for C••••• I••••••••• A••••••• L•• (registered 2026-07-08)Jul 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address